July 22, 2021 - Investor Advisory Panel - Agenda

Meeting Date:

Thursday, July 22, 2021 9:30 am - 3:00 pm
Location:

Video Conference
Members:

Neil Gross (Chair), Patti Best, Daniel Brunet, Brigitte Catellier, Serge Kalloghlian, Supriya Kapoor, Ivy Lam, Harvey Naglie, Leslie Wood
Invitees:

Tyler Fleming - Director, Investor Office, OSC
Paola Cifelli - Manager, Policy and Initiatives, Investor Office, OSC
Caroline Cakebread - IAP Consultant
Teresa Scassa - Canada Research Chair in Information Law and Policy, Faculty of Law, Common Law Section, University of Ottawa
Andrew J. Kriegler - President and Chief Executive Officer, Investment Industry Regulatory Organization of Canada (IIROC)
Irene Winel - Senior Vice-President, Member Regulation and Strategy, IIROC
Jennifer Armstrong - General Counsel and Corporate Secretary, IIROC

 

TIME

AGENDA ITEMS

PRESENTERS

9:30 - 9:45

 1. Chair’s Report

Neil Gross

9:45 - 10:00

 2. Investor Office Update

Tyler Fleming

10:00 - 11:00

 3. Emerging Challenges and Opportunities - Horizon Project

Teresa Scassa

11:00 - 12:00

4. IIROC Proposals (see attachments)

  1. Expert Investor Issues Panel
  2. CFR - Guidance on KYC and Suitability Determination

Andrew J. Kriegler
Irene Winel
Jennifer Armstrong

12:00 - 12:30

 5. LUNCH

 

12:30 - 1:30

 6. Public Input on Blanket Relief Orders

All members

TIME

AGENDA ITEMS

PRESENTERS

1:30 - 1:50

 7. Research Project Proposal (see attachment)

Ivy Lam

1:50 - 2:30

8. Consultations (see attachments)

  1. IIROC Proposals
  2. MFDA - CFR Confirming Changes to MSN-0069 (Suitability)
  3. IOSCO Sustainable Finance Task Force Report
  4. Ontario Capital Markets Act

All members

2:30 - 3:00

 9. Other Business

All members

 

FUTURE 2021 MEETING DATES:

Thursday August 19, 2021
Thursday September 23, 2021
Thursday October 21, 2021

Thursday November 18, 2021
Thursday December 9, 2021