July 28, 2016 - Investor Advisory Panel - Agenda

INVESTOR ADVISORY PANEL
MEETING AGENDA

Meeting Date:

Thursday, July 28, 2016, 9:30 am – 12:00 pm

Location:

Meeting held via conference call

Members:

Ursula Menke (Chair), Connie Craddock, Letty Dewar, Harold Geller, Ken Kivenko, Alison Knight, Louise Tardif


Invitees:

Caroline Cakebread, IAP Consultant

TIME

AGENDA ITEMS

PRESENTERS

9:30 – 9:50

1. Letter to IIROC

All members

9:50 – 10:10

2. Letter to OSC re: OBSI

All members

10:10 – 11:30

3. CSA Consultation Paper 33-404 – Proposals to Enhance the Obligations of Advisers, Dealers and Representatives Toward Their Clients

All members

11:30 – 11:45

4. Roundtable Update

All members

11:45 – 12:00

5. Other business

All members

FUTURE MEETINGS:

Thursday, August 18, 2016: 9:30am – 3:00pm
Thursday, September 15, 2016: 9:30am – 3:00pm
Thursday, October 20, 2016: 9:30am – 3:00pm
Thursday, November 17, 2016: 9:30am – 3:00pm
Thursday, December 8, 2016: 9:30am – 3:00pm