June 22, 2023 - Investor Advisory Panel - Agenda

Meeting Date: Thursday, June 22, 2023 
Meeting Time: 9:30am – 2:00pm 
Location:

In person – 17th floor Commissioner Boardroom
Video Conference – MS Teams
Members:

Ilana Singer (Chair), Brigitte Catellier, Supriya Kapoor, Deborah Leckman
Cary List, Parham Nasseri, Jim Sinclair, Leslie Wood
Invitees:

Tyler Fleming – Director, Investor Office, OSC

Paola Cifelli – Manager, Policy and Initiatives, Investor Office, OSC

Sarah Bradley – Ombudsman and CEO, Ombudsman for Banking Services and Investments (OBSI)

Mark Wright - Director of Communications & Stakeholder Relations, OBSI

Raymond Chan – Director, Investment Funds & Structured Products (IFSP), OSC

Stephen Paglia – Manager, IFSP, OSC

Neeti Varma - Manager, IFSP, OSC

Irene Lee - Senior Legal Counsel, IFSP, OSC

Susan Thomas - Senior Legal Counsel, IFSP, OSC

Adrian Molder – Senior Advisor, Policy, Investor Office, OSC

Vivian Lee - Senior Advisor, Policy, Investor Office, OSC

TIME

AGENDA ITEMS

PRESENTERS

9:30 – 9:40 

1. Chair’s Report  

Ilana Singer 

9:40 – 9:50 

 2. OSC Update 

Tyler Fleming

9:50 – 10:00

 3. Australia’s Design and Distribution Obligations (DDO) regime

All Members 

10:00 – 11:00

 4. OBSI Stakeholder Outreach Initiative

Sarah Bradley and Mark Wright

11:00 – 11:15

 5. Post-Presentation Debrief among IAP members

All Members 
11:15 – 12:00 6. Discussion with IFSP
  1. Expiration of Ontario Instrument 81-508 Temporary Exemptions from the OEO Trailer Ban to Facilitate Dealer Rebates of Trailing Commissions and Client Transfers
  2. Independent Review Committees

Raymond Chan, Stephen Paglia, Irene Lee, Neeti Varma and Susan Thomas

12:00 – 12:30

 7. LUNCH BREAK 

 
12:30 – 1:10 8. Strengthening Investor Redress and OBSI Paola Cifelli, Adrian Molder and Vivian Lee

1:10 – 1:25

 9. Post-Presentation Debrief among IAP members

All Members 
1:25 – 2:00 10. Other All Members 

 

CONFIRMED 2023 IAP MEETING DATES:  

Thursday, January 19, 2023 (Virtual only) 

Thursday, February 9, 2023 (Virtual only) 

Thursday, March 30, 2023 (Virtual only) 

Thursday, April    20, 2023 (In-person) 

Thursday, May 18, 2023 (Virtual only) 

Thursday, June    22, 2023 (In-person) 

No meeting in July

Thursday, August 17, 2023 (Virtual only)

Thursday, September 21, 2023 (Virtual only)

Thursday, October 19, 2023 (In-person)

Thursday, November 9, 2023 (Virtual only)

Thursday, December 14, 2023 (Virtual only)