March 12, 2015

Meeting Date:		Thursday March 12, 2015, 9:30 am – 1:30 pm

Location:		Ontario Securities Commission, 20 Queen Street West Commissioners’ Boardroom, 17th floor

Members:		Jane Ambachtsheer, Connie Craddock (Chair), Letty Dewar, Harold Geller, Ken Kivenko, Alison Knight, Ursula Menke, Louise Tardif

Invitees:		Rhonda Goldberg, Director, Investment Funds and Structured Products Monica Kowal, Vice Chair Debra Foubert, Director, Compliance and Registrant Regulation Jeff Scanlon, Legal Counsel, Compliance and Registrant Regulation Kelly Gorman, Deputy Director, Enforcement Heidi Franken, Senior Forensic Accountant, Enforcement Stephanie Wakefield, Senior Legal Counsel, General Counsel’s Office

TIME	AGENDA ITEMS	PRESENTERS
9:30 – 9:45	1. Chair’s update – IAP work planning - attachment	Connie Craddock
9:45 – 10:15	2. Risk Assessment Research and Project Update and Next Steps	Ken Kivenko Letty Dewar
10:15 – 10:30	3. Office of the Investor Update	Rhonda Goldberg
10:30 – 11:00	4. Whistleblower proposal briefing - attachment	Kelly Gorman Heidi Franken
11:00 – 11:30	5. UK model and presentation on current title regulation in Canada (Ontario) - attachments	Debra Foubert Jeff Scanlon
11:30 – 12:10	6. CMRA Update	Monica Kowal Stephanie Wakefield
12:00	Lunch Delivered
12:00 – 12:45	5. Other business	All members
FUTURE MEETINGS:
Thursday, April 16, 2015: 9:30am – 1:30 pm Thursday, May 14, 2015: 9:30am – 1:30 pm Thursday, June 18, 2015: 9:30 am –1:30 pm Thursday, July 16, 2015: 9:30am – 1:30 pm	Thursday, August 20, 2015: 9:30am – 1:30 pm Thursday, September 17, 2015: 9:30am – 1:30 pm Thursday, October 15, 2015: 9:30am – 1:30 pm Thursday, November 19, 2015: 9:30am – 1:30 pm Thursday, December 17, 2015: 9:30 am –1:30 pm

March 12, 2015 - Investor Advisory Panel - Agenda