March 20, 2014 - Investor Advisory Panel - Agenda
INVESTOR ADVISORY PANEL
MEETING AGENDA
| Meeting Date: | Thursday March 20, 2014, 9:30 am – 2:00 pm | |
| Location: | Ontario Securities Commission, 20 Queen Street West Commissioners’ Boardroom, 17th floor | |
| Members: | Jane Ambachtsheer, Paul Bates, Connie Craddock (Chair), Harold Geller, Alan Goldhar, Ken Kivenko, Alison Knight, Ursula Menke | |
| Invitees: |
Paul Riccardi, Senior Vice President, Enforcement, Member Policy & Registration, IIROC |
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| TIME | AGENDA ITEMS | PRESENTERS |
9:30 – 10:15 |
1. Discussion with Senior Vice President, Enforcement, Member Policy & Registration, IIROC – Seniors Issues |
Paul Riccardi |
10:15 – 11:00 |
2. Discussion with Senior Vice-President, Member Regulation, Enforcement and Director, Public Affairs, MFDA – Seniors Issues |
Shaun Devlin |
11:00 – 11:45 |
3. Seniors Issues discussion (materials distributed) |
Alan Goldhar |
| 11:45 | Lunch Delivered | |
11:45 – 12:00 |
4. Chair’s report and update |
Connie Craddock |
12:00 – 12:30 |
5. Investor Education (materials distributed) |
Ursula Menke |
12:30 – 1:30 |
6. Mutual Funds (materials distributed) |
Jane Ambachtsheer |
1:30 – 1:40 |
7. Review of Draft Comment Letter re: Women on Boards (materials distributed) |
Alison Knight |
1:40 – 2:00 |
8. Next Steps |
All Members |
| FUTURE MEETINGS: | ||
| Thursday, April 17, 2014 – 9:30 am – 12:30 pm Thursday, May 15, 2014 – 9:30 am – 12:30 pm Thursday, June 19, 2014 – 9:30 am –1 2:30 pm Thursday, July 17, 2014 – 9:30 am – 12:30 pm Thursday, August 21, 2014 – 9:30 am – 12:30 pm |
Thursday, September 18, 2014 – 9:30 am – 12:30 pm Thursday, October 16, 2014 – 9:30 am – 12:30 pm Thursday, November 20, 2014 – 9:30 am – 12:30 pm Thursday, December 18, 2014 – 9:30 am – 12:30 pm |
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