March 21, 2019 - Investor Advisory Panel - Agenda


Meeting Date:

Thursday, March 21, 2019, 9:30 am - 3:00 pm

Location:

Ontario Securities Commission, 20 Queen Street West
Commissioners’ Boardroom, 17th Floor

Members:

Neil Gross (Chair), Jaqueline Allen, Larry Bates, Paul Bates, Daniel Brunet, Patti Best, Malcolm Heins, Harvey Naglie, Ilana Singer

Invitees:

Tyler Fleming, Director, Investor Office
Daniella Laise, Manager, Policy, Investor Office
Grant Vingoe, Vice-Chair, Executive Office
Pat Chaukos, Deputy Director, LaunchPad
Andrew Kriegler, President & CEO, IIROC
Elsa Renzella, Senior Vice-President, Registration and Enforcement, IIROC
Marsha Gerhart, Vice-President, Member Regulation Policy, IIROC
Kathy Engle, Vice-President, Strategic Initiatives, IIROC
Naizam Kanji, Director, Office of Mergers & Acquisitions
Winnie Sanjoto, Manager, Corporate Finance
David Surat, Senior Legal Counsel, Corporate Finance
Joseph Della Manna, Manager, Market Regulation
Stacey Barker, Senior Accountant, Market Regulation
Chuck Grace, Ivey Business School
Caroline Cakebread, IAP Consultant

                                      


TIME

AGENDA ITEMS

PRESENTERS

9:30 - 9:45

1. Chair’s Report (attachment)

Neil Gross

9:45 - 10:00

2. Investor Office Update

Tyler Fleming
Daniella Laise
Grant Vingoe

10:00 - 11:00

3. OSC LaunchPad

Pat Chaukos

11:00 - 12:00

4. IIROC Update (attachments)

Andrew Kriegler
Elsa Renzella
Marsha Gerhart
Kathy Engle

12:00 - 12:45

Lunch

12:45 - 1:15

5. Regulatory Burden Reduction

Naizam Kanji
Winnie Sanjoto
David Surat

1:15 - 1:30

6. Syndicated Mortgages (attachment)

David Surat

1:30 - 2:00

7. MFDA Oversight Review (attachment)

Joseph Della Manna
Stacey Barker

2:00 - 2:45

8. Horizon Project (attachment)

Chuck Grace

2:45 - 3:00

9. Other Business

All members

 

FUTURE 2019 MEETING DATES:

Thursday, April 18, 2019: 9:30 - 3:00 pm

Thursday, September 19, 2019: 9:30 - 3:00 pm

Thursday, May 16, 2019: 9:30 - 3:00 pm

Thursday, October 17, 2019: 9:30 - 3:00 pm

Thursday, Jun 20, 2019: 9:30 - 3:00 pm

Thursday, November 21, 2019: 9:30 - 3:00 pm

Thursday, July 18, 2019:  9:30 - 3:00 pm

Thursday, December 12, 2019: 9:30 - 3:00 pm

Thursday, August 15, 2019: 9:30 - 3:00 pm