March 26, 2020 - Investor Advisory Panel - Agenda

Meeting Date:  

Thursday, November 26, 2020   9:30 am – 3:00 pm
 
Location:  

Video Conference
 
Members:  

Neil Gross (Chair), Jacqueline Allen, Daniel Brunet, Patti Best, Serge Kalloghlian,
Harvey Naglie, Ilana Singer, Leslie Wood
 
Invitees:  

Tyler Fleming – Director, Investor Office, OSC
Caroline Cakebread – IAP Consultant
Leslie Byberg – Executive Director, Executive Office, OSC
Pat Chaukos – Director, Office of Economic Growth and Innovation, OSC
Kevin Fine – Director, Derivatives, OSC
Susan Greenglass – Director, Market Regulation, OSC
 

 

                                   


TIME

AGENDA ITEMS

PRESENTERS

9:30 – 9:45

1. Chair’s Report

Neil Gross

9:45 – 10:00

2. Investor Office Update

Tyler Fleming

10:00 – 11:00

3. OSC Statement of Priorities

All members
Leslie Byberg (10:30 – 11:00)

11:00 – 12:00

4. Crypto Derivatives

Pat Chaukos
Kevin Fine
Susan Greenglass

12:00 – 12:30

5. LUNCH

 

12:30 – 1:00

6. Topics for discussion with CSA Chairs

All members

1:00 – 1:30

7. Horizon:

  • SEC policy changes under new U.S. administration
  • Digital markets regulator

All members

1:30 – 2:30

8. Potential multi-regulator initiatives:

  • Single intake portal for complaints
  • Reciprocal enforcement of bans and suspensions
  • Stakeholder councils
  • Women advisors
  • Base CE courses

All members

2:30 – 3:00

9. Other Business

All members

 

 

FUTURE 2021 MEETING DATES:

Thursday January 21, 2021
Thursday February 18, 2021
Thursday March 18, 2021
Thursday April 22, 2021
Thursday May 20, 2021
Thursday June 24, 2021

Thursday July 22, 2021
Thursday August 19, 2021
Thursday September 23, 2021
Thursday October 21, 2021
Thursday November 18, 2021
Thursday December 9, 2021