March 30, 2023 - Investor Advisory Panel - Agenda

Meeting Date:Thursday, March 30, 2023
Meeting Time:9:30 am – 2:00 pm
Location:Video Conference
Members:

Ilana Singer (Chair), Brigitte Catellier, Supriya Kapoor, Ivy Lam, Deborah Leckman 

Cary List, Parham Nasseri, Jim Sinclair, Leslie Wood  

Invitees:

Tyler Fleming – Director, Investor Office, OSC  

Paola Cifelli – Manager, Policy and Initiatives, Investor Office, OSC 

Caroline Cakebread – IAP Consultant 

Speakers:

Laura Tamblyn Watts – Chief Executive Officer, CanAge 

Adam Dickinson – Student Caseworker, Investor Protection Clinic at Osgoode Hall Law School  

Meera Paleja - Program Head, Investor Research and Behavioural Insights, Investor Office, OSC 

Matthew Kan - Senior Behavioural Insights Advisor, Investor Office, OSC 

Judith Robertson – Commissioner, Financial Consumer Agency of Canada (FCAC) 

Sara Ulmer - Secretariat Officer, FCAC 

Huston Loke - Executive Vice President, Market Conduct, Financial Services Regulatory Authority of Ontario (FSRA) 

Antoinette Leung - Head of Financial Institutions and Mortgage Brokerage Conduct, FSRA 

 

Attending Item #6:  

Marian Passmore – Senior Advisor, Policy, Investor Office, OSC 

 

Attending Item #7:  

Grant Vingoe – Chief Executive Officer, OSC 

Leslie Byberg - Executive Director, OSC 

Sonny Randhawa - Executive Director, OSC 

 

Attending Item #9:  

Winnie Sanjoto, Director, Corporate Finance, OSC 

Erin O'Donovan, Manager, Corporate Finance, OSC 

Walter Shapiro, Syndicated Mortgage and Real Estate Specialist, Corporate Finance, OSC 

Stratis Kourous, Senior Accountant, Compliance and Registrant Regulation (CRR) 

Susan Pawelek, Senior Accountant, CRR 

 

TIME

AGENDA ITEMS

PRESENTERS

9:30 – 9:55

1. Updates from CanAge  

Laura Tamblyn Watts 

9:55 – 10:05 

2. Chair’s Report  

Ilana Singer 

10:05 – 10:15 

3. OSC Update 

Tyler Fleming 

10:15 – 10:30 

4. BREAK 

 

10:30 – 10:50 

5. Update from the Osgoode Investor Protection Clinic 

Brigitte Catellier  

and Adam Dickinson 

10:50 – 11:20 6. OSC Staff Notice 11-796 - Digital Engagement Practices in Retail Investing: Gamification and Other Behavioural Techniques 

Meera Paleja  

and Matthew Kan 

11:20 – 12:05 

7. Discussion with the Financial Consumer Agency of Canada 

Judith Robertson  

and Sara Ulmer 

12:05 – 12:35 

8. LUNCH

 

12:35 – 1:20 

9. Discussion with the Financial Services Regulatory Authority of Ontario  

  •  Real estate investment products 

Huston Loke and  

Antoinette Leung 

1:20 – 1:40 

10. Crypto Developments in the News 

  •  SEC activities 
  •  Implications of recent bank failures on the crypto market 

Supriya Kapoor  

and Ilana Singer 

1:40 – 2:00 11. OtherAll Members 

 

CONFIRMED 2023 IAP MEETING DATES:  

Thursday, January 19, 2023 (Virtual only) 

Thursday, February 9, 2023 (Virtual only) 

Thursday, March 30, 2023 (Virtual only) 

Thursday, April    20, 2023 (In-person) 

Thursday, May 18, 2023 (Virtual only) 

Thursday, June    22, 2023 (In-person) 

No meeting in July

Thursday, August 17, 2023 (Virtual only)

Thursday, September 21, 2023 (Virtual only)

Thursday, October 19, 2023 (In-person)

Thursday, November 9, 2023 (Virtual only)

Thursday, December 14, 2023 (Virtual only)