May 12, 2015

Meeting Date:		Tuesday, May 12, 2015, 9:30 am – 1:30 pm

Location:		Ontario Securities Commission, 20 Queen Street West Toronto Room, 20th Floor

Members:		Connie Craddock (Chair), Letty Dewar, Harold Geller, Ken Kivenko, Alison Knight, Ursula Menke, Louise Tardif

Invitees:		Stephen Paglia, Senior Legal Counsel, Investment Funds and Structured Products Irene Lee, Senior Legal Counsel Investment Funds and Structured Products Chantal Mainville, Senior Legal Counsel, Investment Funds and Structured Products Dennis Yanchus, Economist, Research Analysis, Strategy and Operations Paul Redman, Principal Economist, Research Analysis, Strategy and Operations Doug Melville, CEO, OBSI (via conference call) Jo-Ann Matear, Manager, Team C, Corporate Finance Pat Chaukos, Manager, Dealer Team, Compliance and Registrant Regulation Caroline Cakebread, IAP Consultant

TIME	AGENDA ITEMS	PRESENTERS
9:30 – 9:45	1. Chair’s remarks	Connie Craddock
9:45 – 10:10	2. ETF Facts and the research (Attachments – confidential/not for distribution)	Stephen Paglia Irene Lee
10:10 – 10:45	3. Mutual fund fees – literature review (Attachment – confidential/not for distribution)	Chantal Mainville Dennis Yanchus Paul Redman
10:45 – 11:15	4. Discussion with CEO, OBSI	Doug Melville (via conference call)
11:15 – 11:45	5. Review of Statement of Priorities responses	All members
11:45 – 12:30	6. Discussion of OSC staff presentations and update on research project	All members
12:00	Lunch Delivered
12:30 – 1:00	7. Exempt market – exemptions and role of registrant (suitability)	Jo-Ann Matear Pat Chaukos
1:00 – 1:30	8. Other business	All members
FUTURE MEETINGS:
Thursday, June 18, 2015: 9:30 am –1:30 pm Thursday, July 16, 2015: 9:30am – 1:30 pm Thursday, August 20, 2015: 9:30am – 1:30 pm	Thursday, September 17, 2015: 9:30am – 1:30 pm Thursday, October 15, 2015: 9:30am – 1:30 pm Thursday, November 19, 2015: 9:30am – 1:30 pm Thursday, December 17, 2015: 9:30 am –1:30 pm

May 12, 2015 - Investor Advisory Panel - Agenda