May 17, 2018 - Investor Advisory Panel - Agenda

INVESTOR ADVISORY PANEL
MEETING AGENDA

Meeting Date:

Thursday, May 17, 2018, 9:30 am – 3:00 pm

Location:

Ontario Securities Commission, 20 Queen Street West
Commissioners’ Boardroom, 17th Floor

Members:

Letty Dewar (Chair), Jaqueline Allen, Larry Bates, Paul Bates, Pattie Best, Neil Gross, Malcolm Heins, Harvey Naglie, Louise Tardif

Invitees:

Tyler Fleming, Director, Investor Office
Denise Morris, Manager, Policy, Investor Office
Caroline Cakebread, IAP Consultant
 Jeff Kehoe, Director, Enforcement Branch
 Ken Whitehurst, Executive Director, Consumers Council of Canada
Susan Greenglass, Director, Market Regulation
Joseph Della Manna, Manager, Market Regulation
Karen McGuinness, Senior Vice-President, Mutual Fund Dealers Association
Ian Strulovitch, Director, Public Affairs, Mutual Fund Dealers Association


TIME

AGENDA ITEMS

PRESENTERS

9:30 – 9:45

 1. Chair’s Remarks

Letty Dewar

9:45 – 10:00

 2. Investor Office Update

Tyler Fleming
Denise Morris

10:00 – 11:00

 3. Enforcement Branch – Introductions

Jeff Kehoe

11:00 – 11:05

Break

11:05 – 12:30

 4. Consumers Council of Canada

Ken Whitehurst

12:30 – 1:00

Lunch

1:00 – 1:30

 5. IIROC Report – Market Regulation Branch Presentation

Susan Greenglass
Joseph Della Manna

1:30 – 2:15

 6. MFDA - Discussion Paper on Expanding Cost Reporting

Karen McGuiness
Ian Strulovitch

2:15 – 2:45

 7. Panel Discussion – Investor Representation

All members

2:45 – 3:00

 Other Business

 

 

FUTURE MEETINGS:

Thursday, June 21, 2018: 9:30am – 3:00pm

Thursday, July 19, 2018: 9:30am – 3:00pm

2018 MEETING DATES:

Thursday, August 16, 2018: 9:30am – 3:00pm
Thursday, September 13 2018: 9:30am – 3:00pm
Thursday, October 18, 2018: 9:30am – 3:00pm

Thursday, November 15, 2018: 9:30am – 3:00pm Thursday, December 6, 2018: 9:30am – 3:00pm