May 20, 2021 - Investor Advisory Panel - Agenda
| Meeting Date: |
Thursday, May 20, 2021 9:30 am – 3:30 pm |
| Location: |
Video Conference |
| Members: |
Neil Gross (Chair), Patti Best, Daniel Brunet, Brigitte Catellier, Serge Kalloghlian, Supriya Kapoor, Ivy Lam, Harvey Naglie |
| Invitees: |
Tyler Fleming – Director, Investor Office, OSC Paola Cifelli – Manager, Policy and Initiatives, Investor Office, OSC Caroline Cakebread – IAP Consultant Maureen Jensen – Former Chair and Chief Executive Officer, OSC John De Goey - Portfolio Manager, Wellington-Altus Private Wealth Inc. Dan Hallett – Vice-President, Research & Principal, Highview Financial Group Dr. Brian Scholl – Principal Economic Advisor and Senior Economist, Office of the Investor Advocate, U.S. Securities and Exchange Commission Alycia Chin – Senior Financial Economist, Office of the Investor Advocate, U.S. Securities and Exchange Commission Adam Anicich – Special Advisor and Investor Engagement Manager, Office of the Investor Advocate, U.S. Securities and Exchange Commission |
|
TIME |
AGENDA ITEMS |
PRESENTERS |
|
9:30 - 9:45 |
1. Chair’s Report |
Neil Gross |
|
9:45 - 10:00 |
2. Investor Office Update |
Tyler Fleming |
|
10:00 - 11:00 |
3. Former Chair and CEO Discussion |
Maureen Jensen |
|
11:00 - 12:00 |
4. Investor Policy Initiatives |
John De Goey |
|
12:00 - 12:30 |
5. LUNCH |
|
|
12:30 - 1:30 |
6. Investor Policy Initiatives |
Dan Hallett |
|
1:30 – 2:30 |
7. US SEC POSITIER (Policy-Oriented Stakeholder and Investor Testing for Innovative and Effective Regulation) program |
Dr. Brian Scholl |
|
2:30 – 2:45 |
8. Gender Bias and Underserviced Communities |
All members |
|
2:45 – 3:00 |
9. Ontario Data Oversight Authority |
All members |
| 3:00 – 3:15 | 10. IIROC Expert Investor Issues Panel | All members |
| 3:15 – 3:30 | 11. Other Business | All members |
|
FUTURE 2021 MEETING DATES: |
|
|
Thursday June 24, 2021 |
Thursday October 21, 2021 |