November 26, 2020 - Investor Advisory Panel - Agenda

Thursday, November 26, 2020   9:30 am – 3:00 pm

Video Conference

Neil Gross (Chair), Jacqueline Allen, Daniel Brunet, Patti Best, Serge Kalloghlian,
Harvey Naglie, Ilana Singer, Leslie Wood

Tyler Fleming – Director, Investor Office, OSC
Caroline Cakebread – IAP Consultant
Leslie Byberg – Executive Director, Executive Office, OSC
Pat Chaukos – Director, Office of Economic Growth and Innovation, OSC
Kevin Fine – Director, Derivatives, OSC
Susan Greenglass – Director, Market Regulation, OSC

AGENDA ITEMS

PRESENTERS

9:30 – 9:45

1. Chair’s Report

Neil Gross

9:45 – 10:00

2. Investor Office Update

Tyler Fleming

10:00 – 11:00

3. OSC Statement of Priorities

All members
Leslie Byberg (10:30 – 11:00)

11:00 – 12:00

4. Crypto Derivatives

Pat Chaukos
Kevin Fine
Susan Greenglass

12:00 – 12:30

5. LUNCH

12:30 – 1:00

6. Topics for discussion with CSA Chairs

All members

1:00 – 1:30

7. Horizon:

• SEC policy changes under new U.S. administration
• Digital markets regulator

All members

1:30 – 2:30

8. Potential multi-regulator initiatives:

• Single intake portal for complaints
• Reciprocal enforcement of bans and suspensions
• Stakeholder councils
• Women advisors
• Base CE courses

All members

2:30 – 3:00

9. Other Business

All members

FUTURE 2021 MEETING DATES: