October 15, 2015 - Investor Advisory Panel - Agenda
INVESTOR ADVISORY PANEL
MEETING AGENDA
| Meeting Date: |
Thursday, October 15, 2015, 9:30 am – 1:15 pm |
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| Location: |
Ontario Securities Commission, 20 Queen Street West |
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| Members: |
Ursula Menke (Chair), Connie Craddock, Letty Dewar, Harold Geller, Ken Kivenko, |
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| Invitees: |
Tyler Fleming, Director, Office of Investor Policy, Education and Outreach |
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| TIME | AGENDA ITEMS | PRESENTERS |
| 9:30 – 9:45 | 1. Chair’s remarks | Ursula Menke |
| 9:45 – 10:15 | 2. Mystery Shop Response - attachment | Ursula Menke |
| 10:15 – 10:45 | 3. Research Report – next steps | Ursula Menke |
| 10:45 – 11:15 | 4. CSA Staff Notice 21-315 – Next Steps in Regulation and Transparency of the Fixed Income Market – attachment | Ken Kivenko |
| 11:15 – 11:45 | 5. Seniors Roundtable follow-up | Ken Kivenko |
| 11:45 | Lunch delivered | |
| 11:45 – 12:15 | 6. IIROC Review follow-up - attachments | Ursula Menke |
| 12:15 – 12:45 | 7. Morningstar Global Fund Investor Experience Study - attachment | Ken Kivenko |
| 12:45 – 1:00 | 8. OSC Communications with Industry – attachment | Ken Kivenko |
| 1:00 – 1:15 | 9. Other business | All members |
| FUTURE MEETINGS: | ||
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Thursday, November 19, 2015: 9:30am – 1:30 pm Thursday, December 10, 2015: 9:30 am – 1:30 pm |
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| FUTURE MEETINGS: | ||
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Thursday, January 21, 2016: 9:30am – 1:30pm Thursday, February 18, 2016: 9:30am – 1:30pm Thursday, March 17,2016: 9:30am – 1:30pm Thursday, April 21, 2016: 9:30am – 1:30pm Thursday, May 19, 2016: 9:30am – 1:30pm Thursday, June 16, 2016: 9:30am – 1:30pm Thursday, July 21, 2016: 9:30am – 1:30pm Thursday, August 18, 2016: 9:30am – 1:30pm Thursday, September 15, 2016: 9:30am – 1:30pm Thursday, October 20, 2016: 9:30am – 1:30pm Thursday, November 17, 2016: 9:30am – 1:30pm Thursday, December 15, 2016: 9:30am – 1:30pm |
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