October 20, 2016 - Investor Advisory Panel - Agenda

INVESTOR ADVISORY PANEL
MEETING AGENDA

Meeting Date:

Thursday, October 20, 2016, 9:30 am – 1:45 pm

Location:

Ontario Securities Commission, 20 Queen Street West
Commissioners’ Boardroom, 17th Floor


Members:

Ursula Menke (Chair), Connie Craddock, Letty Dewar, Harold Geller (absent), Ken Kivenko, Alison Knight (via conference), Louise Tardif


Invitees:

Cameron McInnis, Chief Accountant, Chief Accountant’s Office
Ritika Rohailla, Accountant, Chief Accountant’s Office
 Jo-Anne Matear, Manager, Corporate Finance
Stephanie Tjon, Senior Legal Counsel, Corporate Finance
Marah Smith, Legal Counsel, Corporate Finance
Tamara Driscoll, Accountant, Corporate Finance
 Tyler Fleming, Director, Investor Office
 Caroline Cakebread, IAP Consultant

 

TIME

AGENDA ITEMS

PRESENTERS

9:30 – 9:45

 1. Chair’s remarks

Ursula Menke

9:45 – 10:45

 2. Audit Committee Disclosures - attachments

Cameron McInnis
Ritika Rohailla

10:45 – 11:30

 3. NI 45-102 CSA Review of the Resale Regime - attachment

Jo-Anne Matear
Stephanie Tjon
Marah Smith

11:30 – 12:00

 4. CSA Reducing Regulatory Burden Project - attachment

Jo-Anne Matear
Stephanie Tjon
Tamara Driscoll

12:00

Lunch delivered

12:00 – 12:15

 5. Update on IAP Letter to the Ministry of Finance - attachment

Ursula Menke

12:15 – 12:30

 6. OSC Annual Report Comment Letter - attachment

All members

12:30 – 1:00

 7. IIROC Discussion Items - attachment

All members

1:00 – 1:15

 8. Investment Fund Risk Rating Discussion

Ken Kivenko

1:15 – 1:30

 9. Investor Office Update

Tyler Fleming

1:30 – 1:45

 10. Other business

All members

FUTURE MEETINGS

Thursday, November 17, 2016: 9:30am – 3:00pm

Thursday, December 8, 2016: 9:30am – 3:00pm

2017 DATES

Thursday, January 19, 2017: 9:30am – 3:00pm
Thursday, February 16, 2017: 9:30am – 3:00pm
Thursday, March 16, 2017: 9:30am – 3:00pm
Thursday, April 20, 2017: 9:30am – 3:0pm
Thursday, May 18, 2017: 9:30am – 3:00pm
Thursday, June 15, 2017: 9:30am – 3:00pm

Thursday, July 20, 2017: 9:30am – 3:00pm
Thursday, August 17, 2017: 9:30am – 3:00pm
Thursday, September 21, 2017: 9:30am – 3:00pm
Thursday, October 19, 2017: 9:30am – 3:00pm
Thursday, November 16, 2017: 9:30am – 3:00pm
Thursday, December 7, 2017: 9:30am – 3:00pm