October 20, 2022- Investor Advisory Panel - Agenda
| Meeting Date: | Thursday, October 20, 2022 |
| Meeting Time: | 9:30 am – 3:00 pm |
| Location: | Video Conference |
| Members: |
Neil Gross (Chair), Daniel Brunet, Brigitte Catellier, Supriya Kapoor, Ivy Lam, Cary List, Jim Sinclair, Ilana Singer, Leslie Wood |
| Invitees: |
Tyler Fleming – Director, Investor Office, OSC Paola Cifelli – Manager, Policy and Initiatives, Investor Office, OSC Marian Passmore – Senior Advisor, Policy, Investor Office, OSC Matthew Kan - Senior Behavioural Insights Advisor, Investor Office, OSC Caroline Cakebread – IAP Consultant Dilys D’Cruz - Vice President and Head of Wealth Management, Meridian Credit Union Jessica Keus - Investment Advisor, Wellington-Altus Private Wealth Tierney Mimeault - Analysis Vice President, Research, PMG Intelligence Naizam Kanji - General Counsel, OSC Jason Koskela - Director, Office of Mergers and Acquisitions, OSC Adeline Lee - Senior Legal Counsel, Office of Mergers and Acquisitions, OSC Rob Binnington - Chief Operating Officer, Binance Stasha Ninkovic - Director of Operations and Product Development, Binance Carlo Rossi - Manager, Innovation Outreach & Engagement, Office of Economic Growth and Innovation, OSC Stephanie Tjon – Manager, Business Support, Office of Economic Growth and Innovation, OSC Laura Lavalley – Senior Business Advisor, Office of Economic Growth and Innovation, OSC Margaux Malkina – Regulatory Advisor, Office of Economic Growth and Innovation, OSC Brian Pasalich – Chief Executive Officer and Co-Founder, Syntoniq Inc. Prasad Ramani – Chief Product Officer and Co-Founder, Syntoniq Inc. |
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TIME |
AGENDA ITEMS |
PRESENTERS |
| 9:30 – 9:45 | 1. Chair’s Report |
Neil Gross |
| 9:45 – 10:00 | 2. OSC Update | Tyler Fleming |
| 10:00 – 11:30 | 3. IAP Theme Forum: Women and Investing |
Dilys D’Cruz, Jessica Keus, |
| 11:30 – 12:00 | 4. Proxy Advisory Firms |
Naizam Kanji, Jason Koskela |
| 12:00 – 12:30 | Lunch | |
| 12:30 – 1:15 | 6. Emerging Disruptive Influences Potentially Impacting Investor Protection (In camera discussion) |
Rob Binnington and Stasha Ninkovic |
| 1:15 – 1:30 | 7. Update on OSC TestLab | Carlo Rossi, Stephanie Tjon, Laura Lavalley and Margaux Malkina |
| 1:30 – 2:00 | 8. Syntoniq Inc. | Brian Pasalich and Prasad Ramani |
| 2:00 – 2:45 | 9. IAP Continuity | All Members |
| 2:45 – 3:00 | 10. Other Business | All members |
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FUTURE 2022 MEETING DATES: |
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Thursday, November 10, 2022 |
Thursday, December 8, 2022 |