September 12, 2024 - Investor Advisory Panel - Agenda
| Meeting Date: | Thursday, September 12, 2024 |
| Meeting Time: | 9:30 am – 2:00 pm |
| Location: | In person – 17th floor Commissioner Boardroom By video Conference – MS Teams |
| Members: | Jim Sinclair (Acting Chair), Daniel Bach, Supriya Kapoor, Deborah Leckman, Parham Nasseri and Ian Tam |
| Invitees: | Paola Cifelli – Acting Vice President, Investor Office, OSC Alessandra Nosko – IAP Consultant Karen McGuinness – Senior Vice President, Office of the Investor, Member Intake and Innovation, Canadian Investment Regulatory Organization (CIRO) Matthew Brady – Vice President, Office of the Investor, CIRO André Moniz – Manager, Whistle Blower Office, Enforcement, OSC Jasmine Khan – Investigation Counsel, Enforcement, OSC John Humphreys – Investigation Counsel, Enforcement, OSC Kevin Fine – Senior Vice President, Thought Leadership (TL), OSC Paul Redman - Chief Economist and VP Economic and Market Analysis, TL, OSC Senna Eswaralingam - Senior Economist, TL, OSC Thanh-Hai Ta - Data Analytics Specialist, TL, OSC |
| TIME | AGENDA ITEMS | PRESENTER /DISCUSSION LEAD |
9:30 – 9:40 | 1. Chair’s Report | Jim Sinclair |
9:40 – 9:50 | 2. OSC Update | Paola Cifelli |
9:50 – 10:50 |
| Karen McGuinness and Matthew Brady |
10:50 – 11:00 | 4. Post-Presentation Debrief among IAP members & BREAK | All Members |
11:00 – 11:30 | 5. Whistleblower Program and Investor Protection Discussion | André Moniz, Jasmine Khan and John Humphreys |
11:30 – 12:15 |
6. CSA Research on the Impact of CRM2 on Industry and Investor Behaviour |
Kevin Fine, Paul Redman, |
12:15 – 12:45 | 7. LUNCH |
|
12:45 – 2:00 | 8. Other Business | All Members |
| CONFIRMED 2024 IAP MEETING DATES: | |
| Thursday, January 18, 2024 Thursday, February 15, 2024 Friday, March 22, 2024 Thursday, April 11, 2024 Tuesday, May 14, 2024 Thursday, June 20, 2024 | Thursday, July 18, 2024 Monday, August 12, 2024 Thursday, September 12, 2024 Thursday, November 7, 2024 Monday, December 9, 2024 |
| CONFIRMED 2024 IAP BI-ANNUAL MEETINGS WITH OSC BOARD: |
| Tuesday, June 4, 2024 – To present the 2023 IAP Annual Report Tuesday, October 8, 2024 – To inform business planning and priority setting for 2025-26 |