September 13, 2018 - Investor Advisory Panel - Agenda

INVESTOR ADVISORY PANEL
MEETING AGENDA

Meeting Date:

Thursday, September 13th, 2018, 9:30 am – 3:00 pm

Location:

Ontario Securities Commission, 20 Queen Street West
Commissioners’ Boardroom, 17th Floor

Members:

Neil Gross (Chair), Jaqueline Allen, Larry Bates, Paul Bates, Pattie Best, Malcolm Heins, Harvey Naglie

Invitees:

Tyler Fleming, Director, Investor Office
Denise Morris, Manager, Policy, Investor Office
Caroline Cakebread, IAP Consultant
Ken Kivenko, President, Kenmar Associates
Debra Foubert, Director, Compliance and Registrant Regulation
Erin Seed, Senior Legal Counsel, Compliance and Registrant Regulation
Kat Szybiak, Senior Legal Counsel, Compliance and Registrant Regulation

TIME

AGENDA ITEMS

PRESENTERS

9:30 – 10:30

1. Client-Focused Reforms

Ken Kivenko

10:30 – 11:00

2. Chair’s Report

Neil Gross

11:00 – 11:15

Break

11:15 – 11:45

3. Investor Office Update

Tyler Fleming
Denise Morris

11:45 – 12:30

4. OBSI – Withdrawal of Scotiabank

All members

12:30 – 1:00

Lunch

1:00 – 1:30

5. New comment requests:

  1. CSA proposed rule on non-GAAP metrics
  2. CIPF proposed definition of public directors

 

All members

1:30 – 2:00

6. Comment letter to FPSC

All members

2:00 – 2:30

7. Comment letter on CSA client-focused reforms

All members

2:30 – 2:45

8. Other Business

 

2:45 – 3:00

Break

3:00 – 4:00

9. Client-focused Reforms Update

  1. CSA Client-focused reforms
  2. OSC Staff Notice 33-749

Debra Foubert
Erin Seed
Kat Szybiak

 

FUTURE 2018 MEETING DATES:

Thursday, October 25, 2018: 9:30am – 3:00pm
Thursday, November 15, 2018: 9:30am – 3:00pm
Thursday, December 6, 2018: 9:30am – 3:00pm

Thursday, January 17, 2019: 9:30am – 3:00pm
Thursday, February 21, 2019: 9:30am – 3:00pm
Thursday, March 21, 2019: 9:30am – 3:00pm