September 15, 2022 - Investor Advisory Panel - Agenda
| Meeting Date: | Thursday, September 15, 2022 |
| Meeting Time: | 9:30 am – 3:00 pm |
| Location: | Video Conference |
| Members: | Neil Gross (Chair), Daniel Brunet, Brigitte Catellier, Supriya Kapoor, Ivy Lam, Cary List, Jim Sinclair, Ilana Singer, Leslie Wood |
| Invitees: |
Tyler Fleming – Director, Investor Office, OSC Paola Cifelli – Manager, Policy and Initiatives, Investor Office, OSC Marian Passmore – Senior Advisor, Investor Office, OSC Caroline Cakebread – IAP Consultant Andrew J. Kriegler - President and Chief Executive Officer, Investment Industry Regulatory Organization of Canada Deana Djurdjevic - Chief Administrative Officer, Executive Office, OSC David Fountain – Chief Information Officer, OSC, CSA IT Systems Office Katie Walmsley - President, Portfolio Management Association of Canada James Fraser – President and Chief Executive Officer, TruX Investments Claire Van Wyk-Allan - Managing Director, Head of Canada, Alternative Investment Management Association Laura Paglia – President and Chief Executive Officer, Investment Industry Association of Canada |
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TIME |
AGENDA ITEMS |
PRESENTERS |
| 9:30 – 9:45 | 1. Chair’s Report |
Neil Gross |
| 9:45 – 10:00 | 2. OSC Update | Tyler Fleming |
| 10:00 – 10:30 | 3. Planning - Fall meeting with OSC’s Board of Directors | All Members |
| 10:30 – 11:00 | 4. Update on the New SRO | Andrew J. Kriegler |
| 11:00 – 12:00 | 5. SEDAR + | Deana Djurdjevic and David Fountain |
| 12:00 – 12:30 | Lunch | |
| 12:30 – 2:45 | 6. Small Market Roundtable | Katie Walmsley, James Fraser, Claire Van Wyk-Allan and Laura Paglia |
| 2:45 – 3:00 | 7. Other Business | All members |
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FUTURE 2022 MEETING DATES: |
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Thursday, October 20, 2022 Thursday, November 10, 2022 |
Thursday, December 8, 2022 |