September 17, 2020 - Investor Advisory Panel - Agenda

INVESTOR ADVISORY PANEL
MEETING AGENDA

Meeting Date:  

Thursday, September 17, 2020   9:30 am - 3:30 pm
 
Location:  

Video Conference
 
Members:  

Neil Gross (Chair), Jacqueline Allen, Daniel Brunet, Patti Best, Serge Kalloghlian,
Harvey Naglie, Ilana Singer, Leslie Wood
 
Invitees:  

Tyler Fleming - Director, Investor Office, OSC
Caroline Cakebread - IAP Consultant
Renato Leggi - Client Portfolio Manager, Ark Invest
Maximilian Friedrich - Analyst, Ark Invest
George Whitridge - Analyst, Ark Invest
Dr. Richard Leblanc - Professor of Governance, Law & Ethics, York University
Adam Braun - Legal Counsel, Compliance and Registrant Regulation, OSC
Jeff Scanlon - Manager Registration, Compliance and Registrant Regulation, OSC
Debra Foubert - Director, Compliance and Registrant Regulation, OSC
 

 

TIME

AGENDA ITEMS

PRESENTERS

9:30 - 9:45

 1. Chair’s Report

Neil Gross

9:45 - 10:00

 2. Investor Office Update

Tyler Fleming

10:00 - 10:30

 3. Shared CCO model

Adam Braun
Jeff Scanlon
Debra Foubert

10:30 - 11:00

 4. Syndicated mortgage oversight (see attachments)

All members

11:00 - 12:00

 5. ARK Invest

Renato Leggi
Maximilian Friedrich
George Whitridge

12:00 - 12:30

 6. LUNCH

 

12:30 - 1:30

 7. SRO Framework review

Dr. Richard Leblanc

1:30 - 2:00

 8. FSRA consultation on Financial Professionals’ Title Protection (see attachments)

All members

2:00 - 3:00

 9. IIROC consultation on Competency Profiles for RRs and IRs (see attachments)

All members

3:00 - 3:30

 10. Other Business

All members

 

 

FUTURE 2020 MEETING DATES:

Thursday, October 15, 2020    9:30 - 3:00 pm

Thursday, November 26, 2020    9:30 - 3:00 pm