September 18, 2014 - Investor Advisory Panel - Agenda
| Meeting Date: | Thursday, September 18, 2014, 9:30 am – 1:30 pm | |
| Location: |
Ontario Securities Commission, 20 Queen Street West |
|
| Members: | Jane Ambachtsheer, Connie Craddock (Chair), Letty Dewar, Harold Geller, Ken Kivenko, Alison Knight, Ursula Menke, Louise Tardif | |
| Invitees: |
Eleanor Farrell, Director, Office of the Investor |
|
| TIME | AGENDA ITEMS | PRESENTERS |
9:30 - 10:00 |
1. Introductory Remarks and Introduction of new members |
In camera Connie Craddock and members |
10:00 - 10:30 |
2. Best interest duty update – materials provided |
Jeff Scanlon |
10:30 - 11:00 |
3. Crowdfunding – status report – materials provided | Jo-Anne Matear Rick Whiler Paul Hayward Maria Carelli |
11:00 - 11:30 |
4. Summary of feedback re: OSCITC Ottawa advisor session | Jill Homenuk Rhonda Goldberg |
11:30 – 12:00 |
5. OBSI – status report including EMDs implementation - materials provided |
Carlin Fung |
12:00 – 12:30 |
6. Common Regulator Update – materials provided | Stephanie Wakefield |
| 12:00 | Lunch Delivered | |
12:30 - 12:45 |
7. Office of Investor – mystery shopping; investor registration information service update |
Eleanor Farrell |
12:45 – 1:00 |
8. Discussion of Seniors Roundtable – last minute planning issues |
Connie Craddock |
1:00 – 1:30 |
9. Research projects and future agenda topics | In camera All members |
| FUTURE MEETINGS: October meeting – date to be determined |
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| Thursday, November 20, 2014: 9:30 am – 1:30 pm | Thursday, December 18, 2014: 9:30 am – 1:30 pm | |