September 19, 2019 - Investor Advisory Panel - Agenda

Meeting Date:

Thursday, September 19, 2019   9:30 am -3:00 pm
Location:

Ontario Securities Commission, 20 Queen Street West
Commissioners’ Boardroom, 17th Floor
Members:

Neil Gross (Chair), Jaqueline Allen, Paul Bates, Daniel Brunet, Patti Best, Malcolm Heins,
Harvey Naglie, Ilana Singer
Invitees:

Tyler Fleming, Director -OSC Investor Office
Daniella Laise, Manager, Policy -OSC Investor Office
Caroline Cakebread, IAP Consultant
Ermanno Pascutto, Interim Executive Director -Fair Canada
 

TIME

AGENDA ITEMS

PRESENTERS

9:30 -9:45

 1. Chair’s Report

Neil Gross

9:45 -10:00

 2. Investor Office Update

Tyler Fleming
Daniella Laise

10:00 -11:00

 3. FAIR Canada

Ermanno Pascutto

11:00 -12:00

 4. ‘Top 3’ Issues for October 29 Meeting with Commissioners

IAP members for discussion

All Members

12:00 -12:30

 5. LUNCH

12:30 -1:00

 6. ASIC Report 627, Financial Advice: What Consumers Really Think

https://download.asic.gov.au/media/5243978/rep627-published-26-august-2019.pdf
(Material in Link is attached following agenda)

All Members

1:00 -1:30

 7. ‘Investor Voice’ Session for Retail Investor Forum

Please see attached excerpt from the Forum’s DRAFT Agenda

Neil Gross

1:30 -2:30

 8. Investor Office Research Study

Improving Fee Disclosure Through Behavioural Insights (OSC Staff Notice 11-787)
https://www.osc.gov.on.ca/documents/en/Securities-Category1/sn_20190819_11-787_improving-fee-disclosure-through-behavioural-insights.pdf
(Material in Link is attached following agenda)

All Members

2:30 -3:00

 9. Other Business

All Members

        

FUTURE 2019 MEETING DATES:

Thursday, October 10, 2019    9:30 – 3:00 pm

Thursday, November 14, 2019    9:30 – 3:00 pm

Thursday, December 12, 2019    9:30 – 3:00 pm