September 21, 2023 - Investor Advisory Panel - Agenda

Meeting Date:Thursday, September 21, 2023
Meeting Time:9:30 am – 2:00 pm
Location:Video Conference
Members:lana Singer (Chair), Brigitte Catellier, Supriya Kapoor, Deborah Leckman Cary List, Parham Nasseri, Jim Sinclair, Leslie Wood
Invitees:Tyler Fleming – Director, Investor Office, OSC 
Paola Cifelli – Manager, Policy and Initiatives, Investor Office, OSC
Lauren Heuser – IAP Consultant
Stephen Paglia - Manager, Investment Funds & Structured Products (IFSP), OSC
Ritu Kalra - Senior Accountant, IFSP, OSC
Michael Tang – Senior Legal Counsel, IFSP, OSC
Dimitri Bollegala – Legal Counsel, IFSP, OSC
Pat Chaukos – Director, Office of Economic Growth and Innovation (OEGI), OSC
Levin Karg - Manager, Modernizing Regulation, OEGI
Nick Hawkins - Senior Policy Advisor, OEGI
Rebecca Kim - Policy Advisor, OEGI 
Brian Thackoorie - Platform Manager, Digital Solutions, OSC

                                                                                                                                                                                               

TIME

AGENDA ITEMS

PRESENTER /DISCUSSION LEAD

9:30 – 9:40

1. Chair’s Report

Ilana Singer

9:40 – 9:50

2. OSC Update

Tyler Fleming

9:50 – 10:25

3. a. CSA Investment Funds Continuous Disclosure Modernization Project

b. CSA Consultation on Access-Based Model for Investment Fund Reporting Issuers

Stephen Paglia, Ritu Kalra, Michael Tang and Dimitri Bollegala

10:25 – 10:35

4. Post-Presentation Debrief among IAP members

All Members

10:35 – 10:45

5. BREAK

 

10:45 – 11:15

6. IOSCO Fintech Task Force: Crypto Digital Assets Recommendations

Levin Karg and Rebecca Kim

11:15 – 12:00

7. Preparation for Regulatory meeting with OSC Board of Directors

All Members

12:00 – 12:30

8. LUNCH BREAK

 

12:30 – 1:15

9. Administrative Matters

Brian Thackoorie

1:15 – 1:35

10. Client Focused Reforms: Review of Registrants’ Conflict of Interest Practices

Parham Nasseri

1:35 – 2:00

11. Other

All Members

 

CONFIRMED 2023 MEETING DATES: 
Thursday, January 19, 2023 (Virtual only) 
Thursday, February 9, 2023 (Virtual only) 
Thursday, March 30, 2023 (Virtual only) 
Thursday, April 20, 2023 (In-person) 
Thursday, May 18, 2023 (Virtual only) 
Thursday, June 22, 2023 (In-person)		No meeting in July 
Thursday, August 17, 2023 (Virtual only) 
Thursday, September 21, 2023 (Virtual only) 
Thursday, October 19, 2023 (In-person) 
Tuesday, November 14, 2023 (Virtual only) 
Thursday, December 14, 2023 (Virtual only)