Amy Tsai speaking at the Strategy Institute Registrant Regulation, Conduct and Compliance Conference

Speech Past Event
May 03, 2018
09:00 am
Sheraton Centre, Toronto, ON

PANEL DISCUSSION & Q&A: PROVINCIAL REGULATORS

Increase your Understanding of Regulatory Requirements to Build an Effective Compliance Program Back by popular demand, senior and experienced representatives from four of Canada’s regulators discuss their policy objectives and regulatory expectations in depth. Post your questions in advance to clarify staff notices, ask what will be coming in the near future, and enhance your compliance strategies. Source practical tips to:

  • Find out how you are expected to comply with new regulations and expectations
  • Determine what will be coming new for 2018, and the timeline for new requirements
  • Align your compliance strategy to meet regulators’ objectives
  • Clarify the expectations of provincial regulators to improve your compliance.

- Marc-Olivier St-Jacques, Senior Policy Advisor, Autorité des marchés financiers
- Zach Masum, Manager, Legal Services, BCSC
- Jason Alcorn, Senior Legal Counsel, New Brunswick's Financial and Consumer Services Commission
- Amy Tsai, Senior Regulatory Adviser, OSC
- Mark Franko, Manager, Legal, Market Regulation, ASC

 

amy tsai