André J. Moniz, Senior Investigation Counsel - Office of the Whistleblower, speaking at Federation of Mutual Fund Dealers

Do you have inside knowledge of, or suspect, a possible violation of Ontario securities law that could harm investors? Do you have knowledge or evidence of potential unethical or illegal activity or contraventions by MFDA Members or Approved Persons of MFDA By-laws, Rules, Policies or Canadian securities requirements? What are the differences? What should you do? What happens next?