Continuous Disclosure Obligations

OSC SME Institute Seminar Past Event
Dec 15, 2015
01:30 pm  -  03:30 pm
OSC, 22nd Floor, Training Room, 20 Queen Street West, Toronto, Ontario M5H 3S8

 

This seminar will include the review of obligations under NI 51-102 Continuous Disclosure Obligations, including MD&A and financial statement observations, venture issuer regulation, procedural information on MCTO/CTO, defaults and revocation of cease trade orders, gender diversity, fees, and other relevant topics.

 

 

Who should attend:

 

  • CFOs
  • Advisors to companies
  • Preparers of financial statements & MD&A
  • In-house or external legal counsel

 

Why You Should Attend:

 

  • To understand the important ongoing securities requirements
  • To be aware of common filing deficiencies so you can avoid them
  • To hear directly from OSC staff on best practices for engaging with staff on ongoing filing issues
  • Individuals and advisors of private companies considering going public may wish to attend to learn about ongoing public company requirements

 

Documents

 

continuous disclosure obligations