Procedural Matters and Preparing for Annual Filings

This seminar will review common administrative and procedural filing issues and errors made by reporting issuers.  OSC staff will discuss how to avoid certain common errors in the context of prospectus, application, continuous disclosure and exempt market filings.

Who should attend:

• Law clerks and filing agents of reporting issuers
• General counsel of reporting issuers
• Junior legal counsel and other advisors

Why You Should Attend:

• To understand securities regulatory timing and filing procedures
• To be aware of common administrative errors so you can avoid them
• To hear directly from OSC staff on best practices for engaging with staff on procedural and administrative issues