Report of Exempt Distribution: How to complete it, when to file it, what to avoid, and what’s new
This seminar will review the report of exempt distribution (i.e. Form 45-106F1) from the perspectives of how to complete it, when to file it, what to avoid and what’s new. We will discuss a number of topics, including:
-
Timing requirements (45-106F1)
-
Late fees
-
How to file
-
(NEW) Distributions outside Canada – The 72-503F
-
(NEW) Key changes to the 45-106F1
-
Save draft function / amendments
-
Activity fees
-
Offering memorandum (OM) exemption (s.2.9) / related requirements
-
Electronic filing portal (general submissions)
-
Common form compliance errors
-
Technical difficulties
-
Additional resources
Who should attend:
-
Law clerks and filing agents of reporting issuers
-
General counsel of reporting issuers
-
Junior legal counsel and other advisors
Why You Should Attend:
-
To understand securities regulatory timing and filing procedures
-
To be aware of common administrative errors so you can avoid them
-
To hear directly from OSC staff on best practices for engaging with staff on procedural and administrative issues
Presentation Documents:
