The Summit for Asset Management
May
02, 2019
Event Details
12:25 pm Insights from the Regulator – Recent Developments at the OSC’s Whistleblower Program
Ashok Menen, Investigation Counsel - Office of the Whistleblower - Enforcement Branch, Ontario Securities Commission
3:00 pm 2 Perspectives on Regulation –The Regulator & the Regulated
Moderator: Jacqueline Sanz, Chief Compliance Officer, Caldwell Investment Management
Supriya Kapoor, Independent Regulatory Consultant
Debra Foubert, Compliance & Registrant Regulation, Director, Ontario Securities Commission
Event Image
