Tyler Fleming to speak at Vancouver Regulatory & Compliance Forum

How to protect senior clients, vulnerable investors and your firm.

Join legal, compliance, elder law and regulatory experts in a practical discussion on how firms can improve their practices and processes with respect to senior and vulnerable clients.

Moderator: Shelley Balshine, Senior In-House Counsel, Connor, Clark & Lunn Financial Group

Panellists:

Tyler Fleming, Director, Investor Office, Ontario Securities Commission
Catherine Romanko, Public Guardian and Trustee for British Columbia

Lean more