OSC Notice: 11-727 - Assignment of Notice Numbers
OSC Notice: 11-727 - Assignment of Notice Numbers
ASSIGNMENT OF NOTICE NUMBERS
As part of the Policy Reformulation Project, staff has determined that the following notices are to be reclassified according to the numbering system adopted by the Canadian Securities Administrators. An explanation of that numbering system can be found at 19 OSCB 4258. In some instances, staff has determined that minor changes to the notices are needed so that the notices conform to existing statutory references. The assignment of these new numbers is effective immediately.
Pre-Reformulation |
New Number |
OSCN - Pre-Market Activities in the Context of Bought Deals (16 OSCB 4812) |
47-704 |
OSCN - Residency Requirements for Advisers and their Partners and Officers (17 OSCB 4206) |
35-701 |
OSCN - Revocation of Cease Trade Orders (18 OSCB 5) |
57-701 |
OSCN - Labour Sponsored Investment Funds Course (18 OSCB 36) |
31-707 |
OSCN - Recommendations of the Committee on Staff Communications (18 OSCB 3617) |
11-722 |
OSCN - Residency Requirements for Certain Non-resident Salespersons and Supervisors (18 OSCB 3905) |
35-702 |
OSCN - Residency Requirements for Certain Canadian Resident Dealers (18 OSCB 3908) |
35-703 |
OSCN - Policy Reformulation Project (19 OSCB 2310) |
11-723 |
OSCN - Numbering System for Policy Reformulation Project (19 OSCB 4258) |
11-724 |
OSCN - Multi-jurisdictional Disclosure System (22 OSCB 5701) |
71-701 |
OSCN - CICA Assurance Standards Board Exposure (22 OSCB 6560) |
52-715 |
SAC No. 1- Financial Statements to be Filed According to GAAP (12 OSCB 2458) |
52-702 |
SAC No. 1.1- No Requirement to Provide Management Report Under CICA (16 OSCB 1080) |
52-706 |
SAC No. 5 - Filing Extensions for Continuous Disclosure Financial Statements (15 OSCB 1913) |
52-710 |
SAC No. 6 - Income Statement Presentation (15 OSCB 3217) |
52-711 |
SAC No. 8 - Accounting Basis in an Initial Public Offering (IPO) (17 OSCB 2084) |
52-712 |
SAC No. 10 - Restructuring and Similar Changes (17 OSCB 6075) |
52-714 |
Registration Note No. 3 - Telemarketing Activities of Certain Employees or Independent Agents of Registered Dealers (15 OSCB 4775) |
31-706 |
Questions regarding this notice may be directed to:
Tula AlexopoulosManager, Project Office
Ontario Securities Commission
Phone: 416-593-8084
[email protected]
Alicia Ferdinand
Project Coordinator, Project Office
Ontario Securities Commission
Phone: 416-593-8307
[email protected]
March 21, 2003.