OSC Staff Notice 11-739 (Revised) - Policy Reformulation Table of Concordance and List of New Instruments
OSC Staff Notice 11-739 (Revised) - Policy Reformulation Table of Concordance and List of New Instruments
OSC STAFF NOTICE 11-739 (REVISED)
POLICY REFORMULATION TABLE OF CONCORDANCE AND LIST OF NEW INSTRUMENTS
The following revisions have been made to the Table of Concordance and List of New Instruments. A full version of the Table of Concordance and List of New Instruments as of March 31, 2017 has been posted to the OSC Website at www.osc.gov.on.ca.
Table of Concordance
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Item Key
The third digit of each instrument represents the following: 1-National/Multilateral Instrument; 2-National/Multilateral Policy; 3-CSA Notice; 4-CSA Concept Release; 5-Local Rule; 6-Local Policy; 7-Local Notice; 8-Implementing Instrument; 9-Miscellaneous
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Reformulation
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Instrument |
Title |
Status |
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None |
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New Instruments
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Instrument |
Title |
Status |
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81-408 |
Consultation on the Option of Discontinuing Embedded Commissions |
Published for comment January 12, 2017 (Published on the OSC Website on January 10, 2017) |
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11-739 |
Policy Reformulation Table of Concordance and List of New Instruments |
Published January 12, 2017 |
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45-322 |
Potential Concerns with the Structure of Rights Offerings |
Published January 12, 2017 |
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11-742 |
Securities Advisory Committee -- Revised |
Published January 12, 2017 |
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11-334 |
Notice of Local Amendments and Changes in Certain Jurisdictions |
Published January 19, 2017 |
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51-347 |
Disclosure of cyber security risks and incidents |
Published January 19, 2017 |
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94-101 |
Mandatory Central Counterparty Clearing of Derivatives |
Commission approval published January 19, 2017 |
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94-102 |
Derivatives: Customer Clearing and Protection of Customer Collateral and Positions |
Commision approval published January 19, 2017 |
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54-305 |
Meeting Vote Reconciliation Process |
Published January 26, 2017 |
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23-101 |
Trading Rules -- Amendments |
Commission approval published January 26, 2017 |
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23-317 |
Order Protection Rule: Market Share Threshold for the period April 1, 2017 to March 31, 2018 |
Published February 2, 2017 |
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24-315 |
Update on Enhanced Segregation and Portability Initiatives for Clearing Agencies Serving the Domestic Futures Markets |
Published February 9, 2017 |
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13-502 |
Fees -- Amendments |
Ministerial approval published February 16, 2017 |
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13-503 |
(Commodity Futures Act) Fees -- Amendments |
Ministerial approval published February 16, 2017 |
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81-102 |
Investment Funds -- Amendments |
Ministerial approval published February 16, 2017 |
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81-101 |
Mutual Fund Prospectus Disclosure -- Amendments |
Ministerial approval published February 16, 2017 |
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41-101 |
General Prospectus Requirements -- Amendments |
Ministerial approval published February 16, 2017 |
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81-106 |
Investment Fund Continuous Disclosure -- Amendments |
Ministerial approval published February 16, 2017 |
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51-348 |
Staff's Review of Social Media Used by Reporting Issuers |
Published March 9, 2017 |
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51-349 |
Report on the Review of Investment Entities and Guide for Disclosure Improvements |
Published March 16, 2017 |
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11-777 |
Statement of Priorities For Financial Year to End March 31, 2018 |
Published for comment March 23, 2017 |
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11-778 |
Behavioural Insights -- Key Concepts, Applications and Regulatory Considerations |
Published March 30, 2017 |
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23-101 |
Trading Rule -- Amendments |
Ministerial approval published March 30, 2017 |
For further information, contact:
Darlene WatsonProject SpecialistOntario Securities Commission416-593-8148
April 6, 2017