OSC Staff Notice 11-739 (Revised) - Policy Reformulation Table of Concordance and List of New Instruments
OSC Staff Notice 11-739 (Revised) - Policy Reformulation Table of Concordance and List of New Instruments
OSC STAFF NOTICE 11-739 (REVISED)
POLICY REFORMULATION TABLE OF CONCORDANCE AND LIST OF NEW INSTRUMENTS
This document is currently only available in PDF format.
The following revisions have been made to the Table of Concordance and List of New Instruments. A full version of the Table of Concordance and List of New Instruments as of September 30, 2017 has been posted to the OSC Website at www.osc.gov.on.ca.
Table of Concordance
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Item Key
The third digit of each instrument represents the following: 1-National/Multilateral Instrument; 2-National/Multilateral Policy; 3-CSA Notice; 4-CSA Concept Release; 5-Local Rule; 6-Local Policy; 7-Local Notice; 8-Implementing Instrument; 9-Miscellaneous
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Reformulation
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Instrument |
Title |
Status |
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__________ |
None |
_______________ |
New Instruments
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Instrument |
Title |
Status |
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23-318 |
Withdrawal of Proposed Amendments Regarding Best Execution Disclosure under National Instrument 23-101 Trading Rules |
Published July 6, 2017 |
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94-101 |
National Instrument 94-101 Mandatory Central Counterparty Clearing of Derivatives -- Amendments |
Commission approval published July 6, 2017 |
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25-101 |
Designated Rating Organizations -- Amendments |
Published for comment July 6, 2017 |
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21-101 |
Marketplace Operation -- Amendments |
Published for comment July 6, 2017 |
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31-103 |
Registration Requirements -- Amendments |
Published for comment July 6, 2017 |
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33-109 |
Registration Information -- Amendments |
Published for comment July 6, 2017 |
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41-101 |
General Prospectus Requirements -- Amendments |
Published for comment July 6, 2017 |
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44-101 |
Short Form Prospectus Distributions -- Amendments |
Published for comment July 6, 2017 |
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44-102 |
Shelf Distributions -- Amendments |
Published for comment July 6, 2017 |
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45-106 |
Prospectus Exemptions -- Amendments |
Published for comment July 6, 2017 |
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51-102 |
Continuous Disclosure Obligations -- Amendments |
Published for comment July 6, 2017 |
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81-102 |
Investment Funds -- Amendments |
Published for comment July 6, 2017 |
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81-106 |
Investment Fund Continuous Disclosure -- Amendments |
Published for comment July 6, 2017 |
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33-506 |
(Commodity Futures Act) Registration Information -- Amendments |
Published for comment July 6, 2017 |
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24-101 |
Institutional Trade Matching and Settlement -- Amendments |
Ministerial approval published July 13, 2017 |
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33-748 |
Compliance and Registrant Regulation -- Annual Summary Report for Dealers, Advisers and Investment Fund Managers |
Published July 13, 2017 |
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31-349 |
Change to Standard Form Reports for Close Supervision and Strict Supervision Terms and Conditions |
Published July 13, 2017 |
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33-320 |
The Requirement for True and Complete Applications for Registration |
Published July 13, 2017 |
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11-739 |
Policy Reformulation Table of Concordance and List of New Instruments (Revised) |
Published July 13, 2017 |
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31-103 |
Registration Requirements, Exemptions and Ongoing Registrant Obligations -- Amendments |
Commission approval published July 27, 2017 |
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33-109 |
Registration Information -- Amendments |
Commission approval published July 27, 2017 |
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33-506 |
(Commodity Futures Act) Registration Information -- Amendments |
Commission approval published July 27, 2017 |
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61-302 |
Staff Review and Commentary on Multilateral Instrument 61-101 Protection of Minority Security Holders in Special Transactions |
Published July 27, 2017 |
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51-351 |
Continuous Disclosure Review Program Activities for the fiscal year ended March 31, 2017 |
Published July 27, 2017 |
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46-307 |
Cryptocurrency Offerings |
Published August 24, 2017 |
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81-102 |
Investment Funds -- Amendments |
Commission approval published August 31, 2017 |
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51-728 |
Corporate Finance Branch 2016-2017 Annual Report |
Published September 21, 2017 |
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91-102 |
Prohibition of Binary Options |
Commission approval published October 6, 2017 |
For further information, contact:
Darlene WatsonProject SpecialistOntario Securities Commission416-593-8148
October 12, 2017