OSC Staff Notice 11-739 (Revised) - Policy Reformulation Table of Concordance and List of New Instruments
OSC Staff Notice 11-739 (Revised) - Policy Reformulation Table of Concordance and List of New Instruments
OSC STAFF NOTICE 11-739 (REVISED)
POLICY REFORMULATION TABLE OF CONCORDANCE AND LIST OF NEW INSTRUMENTS
The following revisions have been made to the Table of Concordance and List of New Instruments. A full version of the Table of Concordance and List of New Instruments as of March 31, 2018 has been posted to the OSC Website at www.osc.gov.on.ca.
Table of Concordance
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Item Key
The third digit of each instrument represents the following: 1-National/Multilateral Instrument; 2-National/Multilateral Policy; 3-CSA Notice; 4-CSA Concept Release; 5-Local Rule; 6-Local Policy; 7-Local Notice; 8-Implementing Instrument; 9-Miscellaneous
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Reformulation
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Instrument |
Title |
Status |
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Interpretation Note 1, Distribution of Securities Outside Ontario |
Withdrawn effective March 31, 2018 |
New Instruments
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Instrument |
Title |
Status |
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21-711 |
Multilateral Trading Facilities -- Exemption from Requirement to be Recognized as an Exchange |
Published January 4, 2018 |
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11-742 |
Securities Advisory Committee (Revised) |
Published January 11, 2018 |
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21-322 |
Applicability of Regulation to the Operation of MTFs or OTFs in Canada |
Published January 11, 2018 |
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11-739 |
Policy Reformulation Table of Concordance and List of New Instruments |
Published January 18, 2018 |
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15-601 |
Whistleblower Program -- Amendment |
Published for comment January 18, 2018 |
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23-321 |
Order Protection Rule: Market Share Threshold for the period April 1, 2018 to March 31, 2019 |
Published February 1, 2018 |
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51-352 |
Issuers with U.S. Marijuana Related Activities -- Revised |
Published February 15, 2018 |
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31-352 |
Monthly Suppression of Terrorism and Canadian Sanctions Reporting |
Published March 1, 2018 |
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51-711 |
Refilings and Corrections of Errors -- Revised |
Published March 8, 2018 |
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45-106 |
Prospectus Exemptions -- Amendments (Related to Syndicated Mortgages) |
Published for comment March 8, 2018 |
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31-103 |
Registration Requirements, Exemptions and Ongoing Registrant Obligations -- Amendments (Related to Syndicated Mortgages) |
Published for comment March 8, 2018 |
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13-707 |
Fees under OSC Rule 13-502 Fees and OSC Rule 13-503 (Commodity Futures Act) |
Published March 15, 2018 |
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72-503 |
Distributions Outside Canada |
Ministerial approval published March 22, 2018 |
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11-501 |
Electronic Delivery of Documents to the Ontario Securities Commission -- Amendments |
Ministerial approval published March 22, 2018 |
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11-779 |
Seniors Strategy |
Published March 22, 2018 |
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23-322 |
Trading Fee Rebate Pilot Study |
Published March 22, 2018 |
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51-353 |
Update on CSA Consultation Paper 51-404 Considerations for Reducing Regulatory Burden for Non-Investment Fund Reporting Issuers |
Published March 29, 2018 |
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11-780 |
Statement of Priorities -- Request for Comments Regarding Statement of Priorities for Financial Year to End March 31, 2019 |
Published for comment March 29, 2018 |
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31-353 |
OBSI Joint Regulators Committee Annual Report |
Published March 29, 2018 |
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45-102 |
Resale of Securities -- Amendments |
Commission approval published March 29, 2018 |
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31-103 |
Registration Requirements, Exemptions and Ongoing Registrant Obligations -- Amendments |
Commission approval published March 29, 2018 |
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11-206 |
Process for Cease to be a Reporting Issuer Applications -- Amendments |
Commission approval published March 29, 2018 |
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72-503 |
Distributions Outside Canada -- Amendments |
Commission approval published March 29, 2018 |
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72-503CP |
Distributions Outside Canada -- Amendments |
Commission approval published March 29, 2018 |
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31-103 |
Registration Requirements, Exemptions and Ongoing Registrant Obligations -- Amendments (Related to Designated Rating Organizations) |
Commission approval published March 29, 2018 |
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33-109 |
Registration Information -- Amendments (Related to Designated Rating Organizations) |
Commission approval published March 29, 2018 |
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41-101 |
General Prospectus Requirements -- Amendments |
Commission approval published March 29, 2018 |
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44-101 |
Short Form Prospectus Distributions -- Amendments (Related to Designated Rating Organizations) |
Commission approval published March 29, 2018 |
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44-102 |
Shelf Distributions -- Amendments (Related to Designated Rating Organizations) |
Commission approval published March 29, 2018 |
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45-106 |
Prospectus Exemptions -- Amendments (Related to Designated Rating Organizations) |
Commission approval published March 29, 2018 |
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51-102 |
Continuous Disclosure Obligations -- Amendments (Related to Designated Rating Organizations) |
Commission approval published March 29, 2018 |
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81-102 |
Investment Funds -- Amendments (Related to Designated Rating Organizations) |
Commission approval published March 29, 2018 |
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81-106 |
Investment Fund Continuous Disclosure -- Amendments (Related to Designated Rating Organizations) |
Commission approval published March 29, 2018 |
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21-101CP |
Marketplace Operation -- Amendments (Related to Designated Rating Organizations) |
Commission approval published March 29, 2018 |
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81-102CP |
Investment Funds -- Amendments (Related to Designated Rating Organizations) |
Commission approval published March 29, 2018 |
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33-506 |
(Commodity Futures Act) Registration Information -- Amendments (Related to Designated Rating Organizations) |
Commission approval published March 29, 2018 |
For further information, contact:
Darlene WatsonProject SpecialistOntario Securities Commission416-593-8148
April 12, 2018