OSC Staff Notice 11-739 (Revised) - Policy Reformulation Table of Concordance and List of New Instruments
OSC Staff Notice 11-739 (Revised) - Policy Reformulation Table of Concordance and List of New Instruments
OSC STAFF NOTICE 11-739 (REVISED)
POLICY REFORMULATION TABLE OF CONCORDANCE AND LIST OF NEW INSTRUMENTS
The following revisions have been made to the Table of Concordance and List of New Instruments. A full version of the Table of Concordance and List of New Instruments as of June 30, 2019 has been posted to the OSC Website at www.osc.gov.on.ca.
Table of Concordance
- - - - - - - - - - - - - - - - - - - -
Item Key
The third digit of each instrument represents the following: 1-National/Multilateral Instrument; 2-National/Multilateral Policy;
3-CSA Notice; 4-CSA Concept Release; 5-Local Rule; 6-Local Policy; 7-Local Notice; 8-Implementing Instrument;
9-Miscellaneous
- - - - - - - - - - - - - - - - - - - -
Reformulation
Instrument |
Title |
Status |
21-101 |
Marketplace Operation -- Amendments |
Published for comment April 18, 2019 |
11-739 |
Policy Reformulation Table of Concordance and List of New Instrument |
Published May 2, 2019 |
13-103 |
System Replacement Rule |
Published for comment May 2, 2019 |
13-101 |
System for Electronic Document Analysis and Retrieval |
Proposed repeal published May 2, 2019 |
11-102 |
Passport System -- Amendment (tied to 13-103) |
Published for comment May 2, 2019 |
41-101 |
General Prospectus Requirements -- Amendments (tied to 13-103) |
Published for comment May 2, 2019 |
43-101 |
Standards of Disclosure for Mineral Projects -- Amendments (tied to 13-103) |
Published for comment May 2, 2019 |
44-101 |
Short Form Prospectus Distributions -- Amendments (tied to 13-103) (tied to 13-103) |
Published for comment May 2, 2019 |
44-102 |
Shelf Distributions -- Amendments (tied to 13-103) |
Published for comment May 2, 2019 |
45-102 |
Resale of Securities -- Amendments (tied to 13-103) |
Published for comment May 2, 2019 |
45-106 |
Prospectus Exemptions -- Amendments (tied to 13-103) |
Published for comment May 2, 2019 |
45-108 |
Crowdfunding -- Amendments (tied to 13-103) |
Published for comment May 2, 2019 |
51-101 |
Standards of Disclosure for Oil and Gas Activities -- Amendments (tied to 13-103) |
Published for comment May 2, 2019 |
51-102 |
Continuous Disclosure Obligations -- Amendments (tied to 13-103) |
Published for comment May 2, 2019 |
51-105 |
Issuers Quoted in the U.S. Over-the-Counter Markets -- Amendments (tied to 13-103) |
Published for comment May 2, 2019 |
54-101 |
Communication with Beneficial Owners of Securities of a Reporting Issuer -- Amendments (tied to 13-103) |
Published for comment May 2, 2019 |
58-101 |
Disclosure of Corporate Governance Practices --Amendments (tied to 13-103) |
Published for comment May 2, 2019 |
62-104 |
Take-Over Bids and Issuer Bids -- Amendments (tied to 13-103) |
Published for comment May 2, 2019 |
81-101 |
Mutual Fund Prospectus Disclosure -- Amendments (tied to 13-103) |
Published for comment May 2, 2019 |
81-106 |
Investment Fund Continuous Disclosure -- Amendments (tied to 13-103) |
Published for comment May 2, 2019 |
81-107 |
Independent Review Committee for Investment Funds -- Amendment (tied to 13-103) |
Published for comment May 2, 2019 |
11-201 |
Electronic Delivery of Documents --Amendments (tied to 13-103) |
Published for comment May 2, 2019 |
11-202 |
Process for Prospectus Reviews in Multiple Jurisdictions -- Amendments (tied to 13-103) |
Published for comment May 2, 2019 |
11-203 |
Process for Exemptive Relief Application in Multiple Jurisdictions -- Amendments (tied to 13-103) |
Published for comment May 2, 2019 |
11-206 |
Process for Cease to be a reporting Issuer Applications -- Amendments (tied to 13-103) |
Published for comment May 2, 2019 |
11-207 |
Failure-to-File Cease Trade Orders and Revocations in Multiple Jurisdictions -- Amendments (tied to 13-103) |
Published for comment May 2, 2019 |
12-202 |
Revocation of Certain Cease Trade Orders -- Amendments (tied to 13-103) |
Published for comment May 2, 2019 |
12-203 |
Management Cease Trade Orders -- Amendments (tied to 13-103) |
Published for comment May 2, 2019 |
46-201 |
Escrow for Initial Public Offerings -- Amendments (tied to 13-103) |
Published for comment May 2, 2019 |
47-201 |
Trading Securities Using the Internet and Other Electronic Means -- Amendments (tied to 13-103) |
Published for comment May 2, 2019 |
51-201 |
Disclosure Standards -- Amendments (tied to 13-103) |
Published for comment May 2, 2019 |
58-201 |
Corporate Governance Guidelines -- Amendments (tied to 13-103) |
Published for comment May 2, 2019 |
61-101CP |
Protection of Minority Security Holders in Special Transactions -- Amendments (tied to 13-103) |
Published for comment May 2, 2019 |
62-203 |
Take-Over Bids and Issuer Bids -- Amendments (tied to 13-103) |
Published for comment May 2, 2019 |
71-102CP |
Continuous Disclosure and Other Exemptions Relating to Foreign Issuers -- Amendments (tied to 13-103) |
Published for comment May 2, 2019 |
Policy Statement to 81-107 Respecting Independent Review Committee for Investment Funds -- Amendments (tied to 13-103) |
Published for comment May 2, 2019 |
|
13-102 |
System Fees for SEDAR and NRD -- Proposed Repeal and Replacement |
Published for comment May 2, 2019 |
44-102 |
Shelf Distributions -- Amendments |
Published for comment May 9, 2019 |
13-502 |
Fees -- Amendments |
Commission Approval Published May 16, 2019 |
13-503 |
(Commodity Futures Act) Fees -- Amendments |
Commission Approval Published May 16, 2019 |
91-306 |
Compliance Review Findings for Reporting Counterparties |
Published June 6, 2019 |
43-706 |
Pre-Filing Review of Mining Technical Disclosure |
Published June 6, 2019 |
31-103 |
Registration Requirements, Exemptions and Ongoing registrant Obligations -- Amendments |
Ministerial approval published June 6, 2019 |
11-786 |
Notice of Statement of Priorities for Financial Year to End March 31, 2020 |
Published June 27, 2019 |
31-354 |
Suggested Practices for Engaging with Older or Vulnerable Clients |
Published June 27, 2019 |
81-901 |
Mutual Fund Trusts: Approval of Trustees under Clause 213(3)(b) of the Loan and Trust Corporations Act |
Published June 27, 2019 |
For further information, contact:
Darlene WatsonProject SpecialistOntario Securities Commission416-593-8148
July 25, 2019