OSC Staff Notice 11-739 (Revised) - Policy Reformulation Table of Concordance and List of New Instruments
OSC Staff Notice 11-739 (Revised) - Policy Reformulation Table of Concordance and List of New Instruments
The following revisions have been made to the Table of Concordance and List of New Instruments. A full version of the Table of Concordance and List of New Instruments as of June 30, 2020 has been posted to the OSC Website at www.osc.gov.on.ca.
Table of Concordance
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Item Key
The third digit of each instrument represents the following: 1-National/Multilateral Instrument; 2-National/Multilateral Policy;
3-CSA Notice; 4-CSA Concept Release; 5-Local Rule; 6-Local Policy; 7-Local Notice; 8-Implementing Instrument;
9-Miscellaneous
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Reformulation
Instrument |
Title |
Status |
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51-405 |
Consideration of an Access Equals Delivery Model for Non-Investment Fund Reporting |
Published for comment January 9, 2020 |
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23-325 |
Trading Fee Rebate Pilot Study |
Published January 23, 2020 |
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11-739 |
Policy Reformulation of Concordance and List of New Instruments (Revised) |
Published January 30, 2020 |
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||
52-112 |
Proposed NI 52-112 Non-GAAP and Other Financial Measures Disclosure |
Published for comment February 13, 2020 |
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||
94-102 |
Customer Clearing and Protection of Customer Collateral and Positions |
Notice of Ministerial Approval published on February 13, 2020 |
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||
23-326 |
Order Protection Rule: Market Share threshold for the period April 1, 2020 to March 31, 2021 |
Published February 13, 2020 |
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81-502 |
Restrictions on the Use of the Deferred Sales Charge Option for Mutual Funds |
Published for comment February 20, 2020 |
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21-328 |
Regulatory Approach to Foreign Marketplaces Trading Fixed Income Securities |
Published March 5, 2020 |
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||
43-310 |
Confidential Pre-File Review of Prospectuses (for non-investment fund issuers) |
Published March 5, 2020 |
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||
31-103 |
Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations to Enhance the Protection of Older and Vulnerable Clients |
Published for comment March 5, 2020 |
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||
45-110 |
Start-up Crowdfunding Registration and Prospectus Exemptions |
Published for comment March 5, 2020 |
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24-102 |
Amendments to NI 24-102 Clearing Agency Requirements |
Commission approval published on March 19, 2020 |
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25-502 |
Temporary Exemption from Certain Reporting Requirements for Regulated Entities Carry on Business in Ontario -- General Order |
Published March 26, 2020 |
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81-503 |
Extension of Certain Filing, Delivery and Prospectus Renewal Requirements of Investment Funds -- General Order |
Published March 26, 2020 |
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31-510 |
Temporary Exemption from Certain Financial Statement and Information Delivery Requirements for Registrants and Unregistered Capital Markets Participants -- General Order |
Published March 26, 2020 |
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51-502 |
Temporary Exemption from Certain Corporate Finance Requirements -- Notice of General Order |
Published March 26, 2020 |
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24-101 |
Amendments to NI 24-101 Institutional Trade Matching and Settlement -- Notice of Amendment |
Commission approval published on March 26, 2020 |
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31-357 |
Blanket Orders/Class Orders in respect of Certain Client Focused Reforms Provisions of NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations |
Published April 16, 2020 |
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31-103 |
Relief in respect of Client Focused Reforms Relationship Disclosure Information Provisions of NI 31-103 Registration requirements, Exemptions and Ongoing Registrant Obligations |
Published April 16, 2020 |
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13-504 |
Temporary Relief from Accrual of Late Fees Charged under OSC Rule 13-502 Fees -- Notice of General Order |
Published April 23,2020 |
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13-505 |
Temporary Relief from Accrual of Late Fees Charged under OSC Rule 13-503 |
Published April 23, 2020 |
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81-504 |
Temporary Exemption from Borrowing Limit to Accommodate Redemption Requests of Mutual Funds Investing in Fixed Income Securities |
Published April 23, 2020 |
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11-788 |
Statement of Priorities -- Request for Comments Regarding Statement of Priorities for Financial Year to end March 31, 2021 |
Published for Comment April 30, 2020 |
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51-360 |
Frequently Asked Questions Regarding Filing Extension Relief Granted by Way of a Blanket Order in Response to COVID-19 |
Published May 7, 2020 |
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51-504 |
Temporary Exemptions from Certain Requirements to File or Send Securityholder Materials |
Published May 7, 2020 |
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51-360 |
Frequently Asked Questions Regarding Filing Extension Relief Granted by Way of a Blanket Order in Response to COVID-19 (Revised) |
Published May 21, 2020 |
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51-505 |
Ontario Instrument 51-505 Temporary Exemption from Certain Corporate Finance Requirements with Deadlines during the Period from June 2 to August 31, 2020 -- General Order |
Published May 28, 2020 |
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81-505 |
Extension of Certain Filing, Delivery and Prospectus Renewal Requirements of Investment Funds with Deadlines during the Period from June 2, to September 30, 2020 |
Published May 28, 2020 |
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13-506 |
Ontario Instrument 13-506 Temporary Relief from Accrual of Late Fees Charged under OSC Rule 13-502 Fees, No. 2 -- General Order |
Published June 4, 2020 |
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13-507 |
Ontario Instrument 13-507 Temporary Relief from Accrual of Late Fees Charged under OSC Rule 13-503 Fees No. 2 |
Published June 4, 2020 |
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43-311 |
Review of Mineral Resource Estimates in Technical Reports |
Published June 4, 2020 |
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45-505 |
Relief in Respect of the Distribution of Securities Through a Funding Portal Operated by Silver Maple Ventures Inc.- General Order |
Published June 4, 2020 |
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21-101 |
Mandatory Post-Trade Transparency of Trades in Government Debt Securities, Expanded Transparency of Trades in Corporate Debt Securities and Amendments to NI 21-101 Marketplace Operation |
Commission approval published June 4, 2020 |
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24-101 |
Amendments to NI 24-101 |
Notice of Ministerial Approval published June 4, 2020 |
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44-102 |
Amendments to NI 44-102 Shelf Distributions -- Related to at-the-Market Distributions |
Commission approval published on June 4, 2020 |
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||
24-102 |
Amendments to NI 24-102 Clearing Agency Requirement |
Notice of Ministerial Approval published June 18, 2020 |
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21-101 |
Amendments to NI 21-101 Marketplace Operation |
Commission approval published on June 28, 2020 |
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11-789 |
Notice of Statement of Priorities for Financial Year to end March 31, 2021 |
Published June 25, 2020 |
For further information, contact:
Darlene Watson
Project Specialist
Ontario Securities Commission
416-593-8148
July 16, 2020
FOR IMMEDIATE RELEASE
July 10, 2020
SEAN DALEY; and SEAN DALEY carrying on business as the ASCENSION FOUNDATION, OTO.Money, SilentVault, and CryptoWealth; WEALTH DISTRIBUTED CORP.; CYBERVISION MMX INC.; KEVIN WILKERSON; and AUG ENTERPRISES INC., File No. 2019-28
TORONTO -- The Commission issued an Order in the above named matter.
A copy of the Order dated July 10, 2020 is available at www.osc.gov.on.ca.
OFFICE OF THE SECRETARY
GRACE KNAKOWSKI
SECRETARY TO THE COMMISSION
For Media Inquiries:
For General Inquiries:
1-877-785-1555 (Toll Free)
Sean Daley and Kevin Wilkerson
FOR IMMEDIATE RELEASE
July 10, 2020
SEAN DALEY and KEVIN WILKERSON, File No. 2019-39
TORONTO -- The Commission issued an Order in the above named matter.
A copy of the Order dated July 10, 2020 is available at www.osc.gov.on.ca.
OFFICE OF THE SECRETARY
GRACE KNAKOWSKI
SECRETARY TO THE COMMISSION
For Media Inquiries:
For General Inquiries:
1-877-785-1555 (Toll Free)