OSC Staff Notice 11-739 (Revised) – Policy Reformulation Table of Concordance and List of New Instruments
OSC Staff Notice 11-739 (Revised) – Policy Reformulation Table of Concordance and List of New Instruments
The following revisions have been made to the Table of Concordance and List of New Instruments. A full version of the Table of Concordance and List of New Instruments as of March 31, 2022, has been posted to the OSC Website at www.osc.gov.on.ca.
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Table of Concordance
Item Key
The third digit of each instrument represents the following: 1-National/Multilateral Instrument; 2-National/Multilateral Policy;
3-CSA Notice; 4-CSA Concept Release; 5-Local Rule; 6-Local Policy; 7-Local Notice; 8-Implementing Instrument;
9-Miscellaneous
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Reformulation |
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Instrument |
Title |
Status |
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52-108 |
Amendments to NI 52-108 Auditor Oversight Changes to Companion Policy 52-108 Auditor Oversight |
Commission approval of amendments published January 13, 2022 |
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11-742 |
Securities Advisory Committee |
Notice published January 13, 2022 |
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41-101 |
Amendments to NI 41-101 General Prospectus Requirements |
Commission approval of amendments published January 13, 2022 |
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81-106 |
Amendments to NI 81-106 Independent Review Committee for Investment Funds |
Commission approval of amendments published January 13, 2022 |
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81-107 |
Amendments to NI 81-107 Independent Review Committee for Investment Funds |
Commission approval of amendments published January 13, 2022 |
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81-101 |
Amendments to NI 81-101 Mutual Fund Prospectus Disclosure |
Commission approval of amendments published January 13, 2022 |
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11-501 |
Amendments to OSC Rule 11-501 Electronic Delivery of Documents to the Ontario Securities Commission |
Commission approval of amendments published January 13, 2022 |
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14-501 |
Amendments to OSC Rule 14-501 Definitions |
Commission approval of amendments published January 13, 2022 |
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11-601 |
Amendments to OSC Policy11-601 The Securities Advisory Committee |
Commission approval of amendments published January 13, 2022 |
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15-601 |
Amendments to OSC Policy 15-601 Whistleblower Program |
Commission approval of amendments published January 13, 2022 |
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51-601 |
Amendments to OSC Policy 51-601 Reporting Issuer Defaults |
Commission approval of amendments published January 13, 2022 |
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91-507 |
Amendments to CP 91-507 Trade Repositories and Derivatives Data Reporting |
Commission approval of amendments published January 13, 2022 |
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81-334 |
ESG-Related Investment Fund Disclosure |
Notice published January 20, 2022 |
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51-733 |
Extension of Comment Period -- Consultation: Climate-related Disclosure Update and CSA Notice and Request for Comment Proposed national Instrument 51-107 Disclosure of Climate-related matters |
Notice published January 20, 2022 |
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93-101 |
Derivatives: NI 93-101 Business Conduct |
Third request for comment published January 20, 2022 |
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94-101 |
Amendments to NI 94-101 Mandatory Central Counterparty Clearing of Derivatives |
Commission approval of amendments published January 27, 2022 |
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41-101 |
Amendments to NI 41-101 General Prospectus Requirements |
Initial request for comment published January 27, 2022 |
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81-101 |
Amendments to NI 81-101 Mutual Fund Prospectus Disclosure |
Initial request for comment published January 27, 2022 |
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81-106 |
Amendments to NI 81-106 Investment Fund Continuous Disclosure |
Initial request for comment published January 27, 2022 |
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41-101CP |
Amendments to 41-101CP General Prospectus Requirements |
Initial request for comment published January 27, 2022 |
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81-101CP |
Amendments to 81-101CP Mutual Fund Prospectus Disclosure |
Initial request for comment published January 27, 2022 |
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24-318 |
Preparing for the Implementation of T+1 Settlement |
Notice published February 3, 2022 |
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81-507 |
Extension to Ontario Instrument 81-506 Temporary Exemptions from National Instrument NI 81-104 Alternative Mutual Funds |
Order published February 24, 2022 |
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13-502 |
Amendments to OSC Rule 13-502 Fees |
Initial publication for comment published February 24, 2022 |
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13-503 |
Amendments to OSC Rule 13-503 (Commodity Futures Act) Fees |
Initial publication for comment published February 24, 2022 |
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33-109 |
Amendments to NI 33-109 Registration Information |
Notice of coming into force published March 3, 2022 |
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31-103 |
Amendments to NI 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations |
Notice of coming into force published March 3, 2022 |
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33-506 |
Amendments to OSC Rule 33-506 (Commodity Futures Act) Registration Information |
Notice of coming into force published March 3, 2022 |
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33-508 |
OSC Rule 33-508 Extension to Ontario Instrument 33-507 Exemption from Underwriting Conflict Disclosure Requirements |
Commission approval published March 3, 2022 |
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41-101 |
Amendments to NI 41-101 General Prospectus Requirements |
Notice of coming into force published March 17, 2022 |
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81-106 |
Amendments to NI 81-106 Investment Fund Continuous Disclosure |
Notice of coming into force published March 17, 2022 |
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81-107 |
Amendments to NI 81-107 Independent Review Committee for Investment Funds |
Notice of coming into force published March 17, 2022 |
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52-108 |
Amendments to NI 52-108 Auditor Oversight Changes to Companion Policy 52-108 Auditor Oversight |
Notice of ministerial approval of amendments published March 31, 2022 |
For further information, contact:
Darlene WatsonBusiness and Corporate Project ManagerOntario Securities Commission416-593-8148April 7, 2022