OSC Staff Notice 11-739 (Revised) – Policy Reformulation Table of Concordance and List of New Instruments
OSC Staff Notice 11-739 (Revised) – Policy Reformulation Table of Concordance and List of New Instruments
The following revisions have been made to the Table of Concordance and List of New Instruments. A full version of the Table of Concordance and List of New Instruments as of September 1 2024 has been posted to the OSC Website at osc ca.
Table of Concordance
Item Key
The third digit of each instrument represents the following: 1-National/Multilateral Instrument; 2-National/Multilateral Policy; 3-CSA Notice; 4-CSA Concept Release; 5-Local Rule; 6-Local Policy; 7-Local Notice; 8-Implementing Instrument; 9-Miscellaneous
Reformulation
| Instrument | Title | Status |
|---|---|---|
| 32-508 | Not for Profit Angel Investor Group Registration Exemption (Interim Class Order) | Published May 9, 2024 |
| 32-509 | Early-Stage Business Registration Exemption (Interim Class Order) | Published May 9, 2024 |
| 45-509 | Report of Distributions under the Self-Certified Investor Prospectus Exemption (Interim Class Order) | Published May 9, 2024 |
| 51-506 | Extension in Ontario to CSA Blanket Order 51-930 Exemption from the Director Election Form of Proxy Requirement | Published May 9, 2024 |
| 81-102 | Amendments to NI 81-102 Investment Funds | Board Approval published May 23, 2024 |
| 81-735 | Cash Collateral Use for Delayed Basket Securities in ETF Subscriptions | Published May 23, 2024 |
| 24-101 | Amendments to NI 24-101 Institutional Trade Matching and Settlement | Notice of Ministerial Approval published May 30,2024 |
| 25-102 | Amendments to MI 25-102 Designated Benchmarks and Benchmark Administration | Published for comment May 30, 2024 |
| 25-501 | Amendments to OSC Rule 25-501 (Commodity Futures Act) Designated Benchmarks and Benchmark Administrators | Published for comment May 30, 2024 |
| 25-312 | Reminder of Cessation of CDOR on June 28,2024 | Published June 6, 2024 |
| 31-930 | Exemption to allow Exempt Market Dealer Participation in Selling Groups in Offerings of Securities under a Prospectus | Published June 20, 2024 |
| 51-506 | Extension to Ontario Instrument 51-930 Exemption from the Director Election Form of Proxy Requirement | Notice of Ministerial Approval published July 4, 2024 |
| 31-365 | OBSI Joint Regulators Committee Annual Report for 2023 | Published July 11, 2024 |
| 11-502 | Distribution of Amounts Paid to the OSC under Disgorgement Orders | Published for comment July 11, 2024 |
| 11-503 | (Commodity Future Act) Distribution of Amounts Paid to the OSC under Disgorgement Orders | Published for comment July 11, 2024 |
| 91-507 | Trade Repositories and Derivatives Data Reporting | Board Approval published July 25, 2024 |
| 91-705 | CSA Derivatives Data Technical Manual | Published July 25, 2024 |
| 81-102 | Amendments to NI 81-102 Investment Funds to Accommodate a Range of Settlement Cycle for Mutual Funds | Notice of Ministerial Approval published August 1, 2024 |
| 33-756 | Registration, Inspections and Examinations Division – Summary Report for Dealers, Advisers and Investment Fund Managers | Published August 1, 2024 |
| 41-101 | Amendments to General Prospectus Requirements | Published for comment August 1, 2024 |
| 44-101 | Amendments to Short Form Prospectus Distributions | Published for comment August 1, 2024 |
| 45-106 | Amendments to Prospectus Exemptions | Published for comment August 1, 2024 |
| 51-102 | Amendments to Continuous Disclosure Obligations | Published for comment August 1, 2024 |
| 51-105 | Amendments to Issuers Quoted in the U.S. Over-the-Counter Markets | Published for comment August 1, 2024 |
| 52-109 | Amendments to Certification of Disclosure in Issuers’ Annual and Interim Filings | Published for comment August 1, 2024 |
| 52-110 | Amendments to Audit Committees | Published for comment August 1, 2024 |
| 58-101 | Amendments to Disclosure of Corporate Governance Practices | Published for comment August 1, 2024 |
| 61-101 | Amendments to Protection of Minority Security Holders in Special Transaction | Published for comment August 1, 2024 |
| 62-104 | Amendments to Take-Over Bids and Issuer Bids | Published for comment August 1, 2024 |
| 71-102 | Continuous Disclosure and Other Exemptions Relating to Foreign Issuers | Published for comment August 1, 2024 |
| 81-101 | Amendments to Mutual Fund Prospectus Disclosure | Published for comment August 1, 2024 |
| 46-201 | Amendments to Escrow for Initial Public Offerings | Published for comment August 1, 2024 |
For further information, contact:
Darlene Watson
Business and Corporate Project Manager
Ontario Securities Commission
([email protected])
September 12, 2024