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Comment Letters for OSC Staff Notice 11-784 - Burden Reduction
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Securities law
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1 - Procedure and Related Matters
11-784
OSC Staff Notice 11-784 - Burden Reduction
Comment Letters for OSC Staff Notice 11-784 - Burden Reduction
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Comments Received (comment period due March 1, 2019 )
Date
Comment Letters
April 11, 2019
Title
Jessica Mitchell (Tri View Capital Ltd.)
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March 20, 2019
Title
Torys LLP
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March 1, 2019
Title
Rhonda Starkman
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March 1, 2019
Title
Bernard Letendre and Rick Annaert (Manulife)
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March 1, 2019
Title
Katherine Darras (International Swaps and Derivatives Association, Inc.)
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March 1, 2019
Title
Laura Hewitt (Sun Life Financial)
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March 1, 2019
Title
Leo Salom (TD Wealth)
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March 1, 2019
Title
Ronald Schwass (Wildeboer Dellelce LLP)
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March 1, 2019
Title
Jamie Anderson (CNSX Markets Inc.)
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March 1, 2019
Title
Canadian Advocacy Council for Canadian CFA Institute Societies
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March 1, 2019
Title
Chris Donnelly (Manulife Financial Corporation)
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March 1, 2019
Title
Robert Lemon (CIBC World Markets Inc.)
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March 1, 2019
Title
Margaret Gunawan (BlackRock Asset Management Canada Limited (BlackRock Canada))
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March 1, 2019
Title
Cindy Petlock (NEO Exchange Inc.)
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March 1, 2019
Title
Lisa McDonald (PDAC)
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March 1, 2019
Title
Mark Adams (AGF Investments Inc.)
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March 1, 2019
Title
Anthony Couture (Silver Maple Ventures inc. (dba FrontFundr)
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March 1, 2019
Title
Martin Gagnon (National Bank of Canada)
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March 1, 2019
Title
Katie Walmsley and Margaret Gunawan (The Portfolio Management Association of Canada)
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March 1, 2019
Title
Jason Jardine (Leede Jones Gable Inc.)
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March 1, 2019
Title
Torys LLP
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March 1, 2019
Title
Craig Asano (National Crowdfunding & Fintech Association of Canada)
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March 1, 2019
Title
Tim Baron, Robert Murphy, David Wilson and Daniel Pearlman (Davies)
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March 1, 2019
Title
Janet Holmes (AUM Law)
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March 1, 2019
Title
Sandra L. Kegie (The Federation of Mutual Fund Dealers)
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March 1, 2019
Title
Louis Marcotte (Intact Financial Corporation)
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March 1, 2019
Title
Rebecca A. Cowdery and Manoj Pundit (Borden Ladner Gervais LLP)
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March 1, 2019
Title
Canadian Bankers Association
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March 1, 2019
Title
Sayuri Childs (EdgePoint Wealth Management Inc.)
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March 1, 2019
Title
Daniella MacDonald (Nicola Wealth Management Ltd.)
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March 1, 2019
Title
John McKinlay (CME Group Inc.)
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March 1, 2019
Title
Independent Trading Group
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March 1, 2019
Title
Robert Sklar (Fidelity Investments Canada ULC)
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March 1, 2019
Title
Claire Van Wyk Allan, Stacy McLean, Francesca Smirnakis, Sarah Gardiner, Robert Lemon, Tim Baron, Elizabeth Purrier, Michael Burns, Daniel Dorenbush, Belle Kaura, Steve Banquier and Supriya Kapoor (Alternative Investment Management Association)
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March 1, 2019
Title
Tim Currie (Susan Copland (CI Investments Inc.))
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March 1, 2019
Title
James Kemp (The Global Foreign Exchange Division of the Global Financial Markets Association)
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March 1, 2019
Title
Daniella Shteynfeld (Refinitiv, on behalf of Thomson Reuters (SEF) LLC and Reuters Transaction Services Limited)
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March 1, 2019
Title
Jenna Hay (Lending Loop)
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March 1, 2019
Title
Raj Vijh (Lysander Funds Limited)
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March 1, 2019
Title
Paul C. Bourque (The Investment Funds Institute of Canada)
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March 1, 2019
Title
Ricky Dogon (Foremost Financial)
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March 1, 2019
Title
Michelle Alexander (The Investment Industry Association of Canada)
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March 1, 2019
Title
Christine J. Prudman (Xplornet Communications Inc.)
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March 1, 2019
Title
Pat Dunwoody (Canadian Exchange-Traded Fund Association)
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March 1, 2019
Title
Cheryl Graden (TMX Group Limited)
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March 1, 2019
Title
Alex S. Holtan and Blair Page Scott (The Canadian Commercial Energy Working Group)
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March 1, 2019
Title
Andrew Fitzpatrick (AVP Government Relations & Strategic Policy of the Great-West Life Assurance Company)
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March 1, 2019
Title
David Gilkes, Nadine Milne, Brian Koscak, Frank Laferriere, Craig Skauge and Georgina Blanas (The Private Capital Markets Association of Canada)
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March 1, 2019
Title
FNT 104 Financial Services Regulatory Landscape and RegTech Class (Seneca Colleage School of Accounting and Financial Services)
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March 1, 2019
Title
Brian Koscak (Pinnacle Wealth Brokers Inc.)
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February 28, 2019
Title
Cathy Hui Chun Lin and Jaclyn Moody (Burgundy Asset Management Ltd.)
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February 28, 2019
Title
Joy Thomas (Chartered Professional Accountants of Canada)
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February 28, 2019
Title
Marcia Moffatt (Canadian Coalition for Good Governance)
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February 28, 2019
Title
Neil Gross (Investor Advisory Panel)
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February 28, 2019
Title
Len Racioppo (Coerente Capital Management Inc.)
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February 26, 2019
Title
Jeremy Rutke
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February 26, 2019
Title
James S. Hershaw
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February 25, 2019
Title
Frank Callaghan
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February 22, 2019
Title
Anil Aggarwal, Stephen Erlichman, Garth J. Foster, Daniel Fuke, Munier M. Saloojee, John M. Sabetti, Tracy L. Hooey, John Kruk, François Brais, Jonathan Halwagi and Élise Renaud (Fasken Martineau DuMoulin LLP)
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February 22, 2019
Title
Anil Aggarwal, Stephen Erlichman, Garth J. Foster, Daniel Fuke, Munier M. Saloojee, John M. Sabetti, Tracy L. Hooey, John Kruk, François Brais, Jonathan Halwagi and Élise Renaud (Fasken Martineau DuMoulin LLP)
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February 19, 2019
Title
Kevin Thomas (The Shareholder Association for Research and Education)
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February 14, 2019
Title
Denys Calvin (Nexus Investment Management Inc.)
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February 7, 2019
Title
Andrea Harland
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February 5, 2019
Title
Norman Light (Enlightened Private Capital Inc.)
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February 1, 2019
Title
Randee Pavalow
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January 25, 2019
Title
Joel Freudman (Resurgent Capital Corp.)
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January 21, 2019
Title
Ken Kivenko
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January 14, 2019
Title
Sheri Monardo
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Comments Received (comment period due March 1, 2019 )