CSA Staff Notice 13-315 (Revised) - Securities Regulatory Authority Closed Dates 2022

CSA Staff Notice 13-315 (Revised) - Securities Regulatory Authority Closed Dates 2022

CSA Notice
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We have a review system for prospectuses (including long form, short form and mutual fund prospectuses), prospectus amendments, pre-filings, and waiver applications. It is described in National Policy 11-202 Process for Prospectus Reviews in Multiple Jurisdictions (NP 11-202).

Under NP 11-202, a filer that receives a receipt from the principal regulator will be deemed to have a receipt in each passport jurisdiction where the prospectus was filed. However, the principal regulator’s receipt will only evidence that the Ontario Securities Commission (OSC) has issued a receipt if the OSC is open on the date of the principal regulator’s receipt and has indicated that it is “clear for final”. If the OSC is not open on the date of the principal regulator’s receipt, the principal regulator will issue a second receipt that evidences that the OSC has issued a receipt on the next day that the OSC is open.

The following is a list of the closed dates of the securities regulatory authorities for 2022 and January 2023. Bracketed information indicates those jurisdictions that are closed on the particular date. Issuers should note these dates in structuring their affairs.

  1. Saturdays and Sundays (all)
  2. Monday, January 3 (all)
  3. Tuesday January 4 (QC)
  4. Monday, February 21 (BC, AB, SK, MB, ON, NB, PE, NS)
  5. Friday, February 25 (YT)
  6. Monday, March 14 (NL)
  7. Friday, April 15 (all)
  8. Monday, April 18 (all except AB, SK, NU, ON)
  9. Monday, May 23 (all)
  10. Tuesday, June 21 (YT, NT)
  11. Friday, June 24 (QC)
  12. Monday, June 27 (NL)
  13. Friday, July 1 (all)
  14. Monday, July 11 (NL, NU)
  15. Friday, July 29 (SK)
  16. Monday, August 1 (all except YT, QC, NL, PE)
  17. Wednesday, August 3 (NL*)
  18. Monday, August 15 (YT)
  19. Friday, August 19 (PE)
  20. Monday, September 5 (all)
  21. Friday, September 30**
  22. Monday, October 10 (all)
  23. Friday, November 11 (all except AB, ON, QC)
  24. Thursday, December 22 (NT, NU)
  25. Friday, December 23 (NT, NU, SK, QC)
  26. Friday, December 23 after 12:00 p.m. (NB, PE, NS), after 1:00 p.m. (YT, BC)
  27. Monday, December 26 (all)
  28. Tuesday, December 27 (all except SK)
  29. Wednesday, December 28 (NT, NU)
  30. Thursday, December 29 (NT, NU)
  31. Friday, December 30 (NT, NU, QC)
  32. Friday, December 30 after 12:00 p.m. (NB), after 1:00 p.m. (BC)
  33. Monday, January 2, 2023 (all)
  34. Tuesday, January 3, 2023 (QC)

*Weather permitting, otherwise observed on the first following acceptable weather day, such determination made on morning of holiday.

**This is the National Day of Truth and Reconciliation. Please check securities regulatory authorities’ websites closer to this date to see if a particular jurisdiction’s offices will be closed.