Amendments to OSC Rule 13-502 Fees
Amendments to OSC Rule 13-502 Fees
1. Ontario Securities Commission Rule 13-502 Fees is amended by this Instrument.
2. The definition of "unregistered capital markets participant" in section 1.1 is replaced by the following:
"unregistered capital markets participant" means
(a) an unregistered investment fund manager;
(b) an unregistered exempt international firm; or
(c) a funding portal relying on the exemption in section 3 of National Instrument 45-110 Start-up Crowdfunding Registration and Prospectus Exemptions.
3. This Instrument comes into force on September 21, 2021.