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Comment Letters for OSC Staff Notice: 15-704 - Request for Comments on Proposed Enforcement Initiatives
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Securities law
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1 - Procedure and Related Matters
15-704
OSC Staff Notice: 15-704 - Request for Comments on Proposed Enforcement Initiatives
Comment Letters for OSC Staff Notice: 15-704 - Request for Comments on Proposed Enforcement Initiatives
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Comments Received (comment period due December 20, 2011 )
Date
Comment Letters
January 23, 2012
Title
Nathalie Clark (Canadian Bankers Association)
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January 16, 2012
Title
Anita I. Anand (Investor Advisory Panel)
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January 16, 2012
Title
Kuno Tucker (Investment Technology Group)
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December 20, 2011
Title
Katie Walmsley and Scott Mahaffy (Portfolio Management Association of Canada)
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December 20, 2011
Title
Nathalie Clark (Canadian Bankers Association)
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December 20, 2011
Title
H. Garfield Emerson (Emerson Advisory)
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December 20, 2011
Title
Ermanno Pascutto (Canadian Foundation for Advancement of Investor Rights)
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December 19, 2011
Title
Susan Han (Miller Thomson LLP)
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December 16, 2011
Title
Robert A. Balcom (George Weston Limited)
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December 15, 2011
Title
Kent E. Thomson, James Doris and Luis Sarabia (Davies Ward Phillips & Vineberg LLP)
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December 15, 2011
Title
Daniel E. Chornous (Canadian Coalition for Good Governance)
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December 14, 2011
Title
Michael Watson
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December 13, 2011
Title
Randee B. Pavalow (Alpha Group)
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December 6, 2011
Title
Douglas M. Worndl and A. Dimitri Lascaris (SISKINDS LLP)
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November 29, 2011
Title
Wendy Berman (Heenan, Blaikie LLP), Nigel Campbell (Blake, Cassels & Graydon LLP), Jim Douglas (Borden Ladner Gervais LLP), Linda Fuerst (Lenczner, Slaght, Royce, Smith & Griffin), Andrew Gray (Torys LLP), Joseph Groia (Groia & Company), ...
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November 1, 2011
Title
Ken Kivenko (Small Investor Protection Association)
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October 28, 2011
Title
Stephanie A. McManus (Compliance Support Services)
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Comments Received (comment period due December 20, 2011 )