Assignment of Number: 15-902 - Guidelines for Executive Director’s Settlements

Notice on Guidelines for Executive Director’s Settlements

Guidelines for the Approval by the Executive Director of Settlements of Enforcement Matters were approved by the Commission and reproduced in the November 28, 2008 edition of the Bulletin, at pages 11407 to 11409. Consistent with the Commission’s practices with regard to its instruments, by this notice the Guidelines are officially numbered as OSC Notice 15-902.  

Questions regarding this notice may be directed to: 

Simon Thompson
Senior Legal Counsel
Ontario Securities Commission
Phone: 416-593-8261
[email protected]

February 17, 2012