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Comment Letters for Alternative Trading System Proposal: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
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Securities law
Instruments, rules and policies
2 - Certain Capital Market Participants
21-101
Alternative Trading System Proposal: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
Comment Letters for Alternative Trading System Proposal: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
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Comments Received (comment period due October 30, 2000 )
Date
Comment Letters
October 20, 2000
Title
Kevin M. Foley (Bloomberg)
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October 20, 2000
Title
Kevin M. Foley (Bloomberg)
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October 20, 2000
Title
Susan Cantlie (CDS)
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October 20, 2000
Title
Susan Cantlie (CDS)
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October 20, 2000
Title
Susan Cantlie (CDS)
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October 20, 2000
Title
Kevin M. Foley (Bloomberg)
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October 19, 2000
Title
Barbara G. Stymiest (TSE)
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October 19, 2000
Title
Barbara G. Stymiest (TSE)
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October 19, 2000
Title
Barbara G. Stymiest (TSE)
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October 19, 2000
Title
William L. Hess, Q.C. (CDNX)
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October 19, 2000
Title
William L. Hess, Q.C. (CDNX)
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October 19, 2000
Title
William L. Hess, Q.C. (CDNX)
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October 16, 2000
Title
James P. Magee (Shorcan Brokers Limited)
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October 16, 2000
Title
James P. Magee (Shorcan Brokers Limited)
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October 16, 2000
Title
James P. Magee (Shorcan Brokers Limited)
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October 13, 2000
Title
W. T. Wright (Investors Group)
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October 13, 2000
Title
W. T. Wright (Investors Group)
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October 13, 2000
Title
W. T. Wright (Investors Group)
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October 10, 2000
Title
Lara Edwards (Groia & Company on behalf of Canadian Security Traders Association, Inc.)
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October 10, 2000
Title
Lara Edwards (Groia & Company on behalf of Canadian Security Traders Association, Inc.)
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October 10, 2000
Title
Joie P. Watts (Instinet Canada Limited)
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October 10, 2000
Title
Joie P. Watts (Instinet Canada Limited)
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October 10, 2000
Title
Joie P. Watts (Instinet Canada Limited)
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October 10, 2000
Title
Gregory L. Davies (ITG Canada Corp.)
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October 10, 2000
Title
Gregory L. Davies (ITG Canada Corp.)
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October 10, 2000
Title
Gregory L. Davies (ITG Canada Corp.)
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October 10, 2000
Title
Lara Edwards (Groia & Company on behalf of Canadian Security Traders Association, Inc.)
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September 29, 2000
Title
Gerry Rocchi (Barclays Global Investors)
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September 29, 2000
Title
Tim Noel & Bob Hamilton (Bank of Canada)
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September 29, 2000
Title
Gerry Rocchi (Barclays Global Investors)
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September 29, 2000
Title
Richard Van Nest (RBC Dominion Securities) - NI - 23-101 - Trading Rules and Companion Policy 23-101CP
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September 29, 2000
Title
Richard Robicheau (Competition Bureau)
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September 29, 2000
Title
Gerry Rocchi (Barclays Global Investors)
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September 29, 2000
Title
Richard Van Nest (RBC Dominion Securities)
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September 29, 2000
Title
Richard Robicheau (Competition Bureau)
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September 29, 2000
Title
Tim Noel & Bob Hamilton (Bank of Canada)
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September 29, 2000
Title
Richard Van Nest (RBC Dominion Securities)
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September 29, 2000
Title
Richard Robicheau (Competition Bureau)
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September 29, 2000
Title
Tim Noel & Bob Hamilton (Bank of Canada)
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September 28, 2000
Title
Andrea S. Rosen & Mark E. Faircloth (TD Securities)
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September 28, 2000
Title
Andrea S. Rosen & Mark E. Faircloth (TD Securities)
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September 28, 2000
Title
Peter S. Jarvis (Ontario Municipal Employees Retirement System)
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September 28, 2000
Title
Robert G. Bertram (Ontario Teachers' Pension Plan Board)
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September 28, 2000
Title
Robert G. Bertram (Ontario Teachers' Pension Plan Board)
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September 28, 2000
Title
Andrea S. Rosen & Mark E. Faircloth (TD Securities)
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September 28, 2000
Title
Peter S. Jarvis (Ontario Municipal Employees Retirement System)
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September 28, 2000
Title
Peter S. Jarvis (Ontario Municipal Employees Retirement System)
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September 28, 2000
Title
Robert G. Bertram (Ontario Teachers' Pension Plan Board)
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September 20, 2000
Title
Phipps Lounsbery (IDA Capital Market Committee)
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September 20, 2000
Title
Phipps Lounsbery (IDA Capital Market Committee)
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September 20, 2000
Title
Phipps Lounsbery (IDA Capital Market Committee)
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August 21, 2000
Title
Peter Beck (Swift Trade)
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August 21, 2000
Title
Peter Beck (Swift Trade)
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August 21, 2000
Title
Peter Beck (Swift Trade)
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Back
1 - Procedure and Related Matters
2 - Certain Capital Market Participants
3 - Registration Requirements and Related Matters
4 - Distribution Requirements
5 - Ongoing Requirements for Issuers and Insiders
6 - Take-Over Bids and Special Transactions
7 - Securities Transactions Outside the Jurisdiction
8 - Investment Funds
9 - Derivatives
Documents not numbered
Securities rule-making in Ontario
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Orders, rulings and decisions
Blanket orders
Delegation orders
OSC Bulletin
Filing documents online
Back
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Reporting issuer and issuer forms
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Check before you invest
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Back
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Cease trade and freeze orders
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Submit a whistleblower report
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OSC Dialogue 2024: Inviting, thriving and secure capital markets
OSC Dialogue 2023: Regulating with Purpose
OSC Dialogue 2021: Creating Conditions for Growth
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Comments Received (comment period due October 30, 2000 )