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Comment Letters for Proposed Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
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Securities law
Instruments, rules and policies
2 - Certain Capital Market Participants
21-101
Proposed Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
Comment Letters for Proposed Amendments: NI - 21-101 - Marketplace Operation, Companion Policy, Forms 21-101F1, 21-101F2, 21-101F3 and 21-101F4
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Comments Received (comment period due July 19, 2007 )
Date
Comment Letters
August 3, 2007
Title
T. Braaten (Investment Technology Group)
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August 2, 2007
Title
Kim Bang (Bloomberg Tradebook Canada Company)
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August 1, 2007
Title
James Ehrensperger (BMP Financial Group)
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July 27, 2007
Title
Daniel Chiu (Canada Pension Plan Investment Board)
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July 27, 2007
Title
Peter Haynes & Ray Tucker (TD Newcrest)
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July 25, 2007
Title
Douglas Crocker (Highstreet Asset Management)
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July 23, 2007
Title
Scotia Capital Inc.
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July 20, 2007
Title
Judith Robertson & Mario Josipovic (Perimeter Markets Inc.)
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July 19, 2007
Title
Colin Fraser (Canadian Security Traders Association)
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July 19, 2007
Title
Ian C. W. Russell (Investment Industry Association of Canada)
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July 19, 2007
Title
Timothy S. Baikie (CNQ)
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July 19, 2007
Title
Rik Parkhill (TSX Group)
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July 19, 2007
Title
Mark Dickerson (Merrill Lynch Canada Inc.)
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July 19, 2007
Title
Robert Young (Liquidnet Canada Inc.)
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July 19, 2007
Title
Daniel E. Chornous & Frank Lippa (RBC Asset Management)
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July 19, 2007
Title
John Reilly & Kelley J. Hoffer (RBC Dominion Securities)
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July 19, 2007
Title
Brian Pynn & Spencer MacCosham (Raymond James Ltd)
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July 18, 2007
Title
Wade Cox (egXCanada)
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Comments Received (comment period due July 19, 2007 )