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Comment Letters for CSA Notice and Request for Comment: Proposed Amendments to NI 23-101 Regarding Order Protection Rule Review
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CSA Notice and Request for Comment: Proposed Amendments to NI 23-101 Regarding Order Protection Rule Review
Comment Letters for CSA Notice and Request for Comment: Proposed Amendments to NI 23-101 Regarding Order Protection Rule Review
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Comments Received (comment period due September 19, 2014 )
Date
Comment Letters
September 26, 2014
Title
Cindy Petlock & Joacim Wiklander (Aequitas Neo Exchange Inc.)
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September 25, 2014
Title
Richard Carleton (Canadian Securities Exchange)
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September 24, 2014
Title
Jim Dale (Leede Financial)
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September 19, 2014
Title
Simon A. Romano (Stikeman Elliott LLP)
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September 19, 2014
Title
Stephen A. Bain (RBC Capital Markets)
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September 19, 2014
Title
Andrew O'Hara (Tradebot Systems, Inc.)
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September 19, 2014
Title
Robert Young (Liquidnet Canada Inc.)
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September 19, 2014
Title
Cecilia Wong (Canadian Advocacy Council for Canadian CFA Institute Societies)
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September 19, 2014
Title
Rizwan Awan & James Ehrensperger (BMO Capital Markets)
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September 19, 2014
Title
Doug Clark (ITG Canada Corp.)
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September 19, 2014
Title
Myja Miller (Acumen Capital Finance Partners Limited)
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September 19, 2014
Title
Evan Young & Sean Kersey (Scotia Capital Inc.)
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September 19, 2014
Title
Chi-X Canada ATS Limited
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September 19, 2014
Title
Noel Archard (BlackRock Asset Management Canada Limited)
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September 19, 2014
Title
Susan Copland (Investment Industry Association of Canada)
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September 19, 2014
Title
Sesto Deluca (W.D. Latimer Co. Limited)
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September 19, 2014
Title
Thomas Kalafatis (CIBC World Markets Inc.)
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September 19, 2014
Title
CSTA Trading Issues Committee (Canadian Securities Traders Association Trading, Inc.)
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September 19, 2014
Title
Katya Malinova & Andreas Park (Department of Economics, University of Toronto)
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September 19, 2014
Title
David Panko (TD Securities)
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September 19, 2014
Title
Richard J.A. Millar (Omega Securities Inc.)
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September 19, 2014
Title
Kevan Cowan (TMX Group Limited)
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September 19, 2014
Title
John Reilly (RBC Dominion Securities Inc.)
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September 19, 2014
Title
Daniel Schlaepfer (True North Vantage)
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September 17, 2014
Title
Daniel E. Chornous (RBC Global Asset Management)
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September 15, 2014
Title
Tim Wiggan (TD Asset Management)
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September 15, 2014
Title
Etienne Dubuc & Patrick McEntyre (National Bank Financial Inc.)
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OSC Bulletin
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Comments Received (comment period due September 19, 2014 )