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Comment Letters for Notice of Proposed National Instrument: NI - 23-102 - Use of Client Brokerage Commissions as Payment for Order Execution Services or Research Services
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Securities law
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2 - Certain Capital Market Participants
23-102
Notice of Proposed National Instrument: NI - 23-102 - Use of Client Brokerage Commissions as Payment for Order Execution Services or Research Services
Comment Letters for Notice of Proposed National Instrument: NI - 23-102 - Use of Client Brokerage Commissions as Payment for Order Execution Services or Research Services
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Comments Received (comment period due April 10, 2008 )
Date
Comment Letters
April 15, 2008
Title
Peter Haynes & Ray Tucker (TD Securities Inc.)
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April 10, 2008
Title
Joanne DeLaurentiis (The Investment Funds Institute of Canada)
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April 10, 2008
Title
Joan Hinchman (NSCP)
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April 10, 2008
Title
Investment Management Practice Group (Borden Ladner Gervais LLP)
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April 10, 2008
Title
Ian Pember, Dawn Scott & Phil Schmitt (Alternative Investment Management Association)
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April 10, 2008
Title
Daniel E. Chornous & Frank Lippa (RBC Asset Management)
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April 9, 2008
Title
Mark Conforti (SIFMA)
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April 9, 2008
Title
Bob Lau (Leith Wheeler Investment Counsel Ltd.)
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April 9, 2008
Title
Charles R. Sims (IGM Financial Inc.)
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April 9, 2008
Title
John Meserve (BNY ConvergEx Group LLC)
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April 9, 2008
Title
Bruce Garland (Bloomberg Finance L.P.)
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April 9, 2008
Title
Greystone Managed Investments Inc.
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April 9, 2008
Title
Ian Russell (Investment Industry Association of Canada)
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April 9, 2008
Title
Peter S. Bowen (Fidelity Investments Canada ULC)
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April 8, 2008
Title
Susan M. Olson (Investment Company Institute)
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April 8, 2008
Title
Monique S. Botkin (Investment Adviser Association)
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April 8, 2008
Title
Katie A. Walmsley (Investment Counsel Association of Canada)
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April 8, 2008
Title
Barbara Palk (TD Asset Management)
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March 26, 2008
Title
Graham Laybourn (Baillie Gifford & Co)
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March 20, 2008
Title
Blair Carey (The Canadian Advocacy Council)
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March 18, 2008
Title
Wayne B. McAlpine (Commission Direct Inc.)
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Comments Received (comment period due April 10, 2008 )