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Comment Letters for Notice of Proposed National Instrument: NI - 23-102 - Use of Client Brokerage Commissions as Payment for Order Execution Services or Research Services
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Securities law
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2 - Certain Capital Market Participants
23-102
Notice of Proposed National Instrument: NI - 23-102 - Use of Client Brokerage Commissions as Payment for Order Execution Services or Research Services
Comment Letters for Notice of Proposed National Instrument: NI - 23-102 - Use of Client Brokerage Commissions as Payment for Order Execution Services or Research Services
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Comments Received (comment period due October 19, 2006 )
Date
Comment Letters
November 3, 2006
Title
W. Sian Burgess (IGM Financial)
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November 3, 2006
Title
Randy Cass (First Coverage)
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November 3, 2006
Title
Rajiv Silgardo (Barclays Global Investors)
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November 2, 2006
Title
John S. Montalbano (Phillips, Hager & North)
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November 1, 2006
Title
Joe DeSario (Reuters)
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November 1, 2006
Title
Valerie Barush (IAA)
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November 1, 2006
Title
Roger Beauchemin (McLean Budden)
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October 30, 2006
Title
Ian C.W. Russell (IIAC)
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October 30, 2006
Title
Ian Williams (Perimeter Financial Corp.)
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October 30, 2006
Title
Katie A. Walmsley (ICAC)
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October 27, 2006
Title
AGF Funds Inc.
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October 26, 2006
Title
Peter S. Bowen (Fidelity Investments)
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October 26, 2006
Title
Daniel Chiu (CPP Investment Board)
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October 26, 2006
Title
Chris Guthrie & Arun Kaul (Hillsdale Investment Management Inc.)
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October 24, 2006
Title
Warren Law (Canadian Bankers Association)
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October 20, 2006
Title
Paul-Andre Brisson (Highstreet Asset Management Inc.)
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October 20, 2006
Title
Doug Pearce (bcIMC)
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October 19, 2006
Title
T. Rowe Price Associates, Inc.
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October 19, 2006
Title
Michael Palmer (Veritas Investment Research)
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October 19, 2006
Title
Nicholas Thadaney (ITG)
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October 19, 2006
Title
Graham E. Henderson (Pacific Capital Management Ltd.)
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October 19, 2006
Title
Angus Macdonald (Baillie Gifford & Co.)
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October 19, 2006
Title
Peter Bailey (Raymond James)
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October 19, 2006
Title
Gordon R. Cunningham (Cumberland Private Wealth Management Inc.)
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October 19, 2006
Title
Peter Haynes & Ray Tucker (TD Newcrest)
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October 19, 2006
Title
John Meserve (BNY ConvergEx Group LLC)
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October 19, 2006
Title
AIMA Canada - by Ian Pember (Hillsdale Investment Management Inc.), Ron Kosonic (Borden Ladner) and Phil Schmitt (Summerhill Holdings Inc.)
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October 19, 2006
Title
Robert C. Grohowski (ICI)
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October 19, 2006
Title
Blair Carey and Robert Morgan (Canadain Advocacy Council)
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October 19, 2006
Title
Mark Tiffin (Capital International)
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October 18, 2006
Title
Claude-Etienne Borduas (CIBC)
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October 18, 2006
Title
Mark Rosen (Accountability Research Corp.)
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October 18, 2006
Title
Wayne B. McAlpine (Commission Direct Inc.)
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October 17, 2006
Title
Bruce Garland (Bloomberg)
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October 17, 2006
Title
David McCaslin & William Wheatley (Greystone)
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October 17, 2006
Title
Robert F. Richards & Richard M. Tattersall (Heathbridge Capital Management Ltd.)
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October 16, 2006
Title
Daniel E. Chornous, Frank Lippa and Mark D. Pratt (RBC Asset Management)
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October 16, 2006
Title
Alfred G. Wirth (Wirth Associates Inc.)
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October 13, 2006
Title
Joan Hinchman (NSCP)
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October 12, 2006
Title
Barbara Palk (TD Asset Management)
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August 15, 2006
Title
Eugene A. Noser Jr. (Kenmar)
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Documents not numbered
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Comments Received (comment period due October 19, 2006 )