Notice of Request for Comment: CSA/IIROC Joint Notice 23-312 - Transparency of Short Selling and Failed Trades

REQUEST FOR COMMENT

CSA/IIROC JOINT NOTICE 23-312
TRANSPARENCY OF SHORT SELLING AND FAILED TRADES

The Canadian Securities Administrators (CSA) and the Investment Industry Regulatory Organization of Canada (IIROC) are publishing for comment CSA/IIROC Joint Notice 23-312 Transparency of Short Selling and Failed Trades (Joint Notice). The purpose of the Joint Notice is to seek feedback on a range of regulatory options aimed at strengthening Canada's regulatory regime, including enhanced disclosure of short sales and some public disclosure of failed trades.

A copy of the Joint Notice is published in Chapter 6 of this Bulletin.