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Comment Letters for Concept Paper: Concept Proposal - 23-402 - Best Execution and Soft Dollar Arrangements
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23-402
Concept Paper: Concept Proposal - 23-402 - Best Execution and Soft Dollar Arrangements
Comment Letters for Concept Paper: Concept Proposal - 23-402 - Best Execution and Soft Dollar Arrangements
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Comments Received (comment period due May 6, 2005 )
Date
Comment Letters
June 15, 2005
Title
James E. Twiss (RS)
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June 9, 2005
Title
Thomas A. Hockin (IFIC)
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May 25, 2005
Title
Douglas Steiner (Perimeter Financial Corp.)
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May 25, 2005
Title
Ray Tucker & Peter Haynes (TD Newcrest)
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May 19, 2005
Title
Rajiv Silgardo (Barclays Global Investors)
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May 13, 2005
Title
Peggy Bowie & Sandra Macdonald (CSTA)
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May 13, 2005
Title
Wayne McAlpine (Commission Direct Inc.)
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May 13, 2005
Title
Joan Hinchman (NSCP)
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May 13, 2005
Title
William E. Hewitt & D. Peter Donovan (Financial Executives International Canada)
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May 12, 2005
Title
Barbara Palk (TD Asset Management Inc.)
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May 12, 2005
Title
W. Terrence Wright & W. Sian Burgess (Mackenzie)
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May 12, 2005
Title
D. Chornous, F. Lippa & R. Lalji (RBC Financial Group)
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May 9, 2005
Title
William E. Hewitt & D. Peter Donovan (Financial Executives International Canada)
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May 6, 2005
Title
John Reilly (RBC Capital Markets)
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May 6, 2005
Title
Daniel Chiu (CPP Investment Board)
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May 6, 2005
Title
Joseph J. Oliver (Investment Dealers Association of Canada)
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May 6, 2005
Title
BNY Securities Group Letter
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May 6, 2005
Title
Nicole White (Aurion Capital Management Inc.)
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May 6, 2005
Title
Warren Law & Daniel Iggers (Canadian Bankers Association)
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May 6, 2005
Title
Judith Robertson (Markets)
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May 6, 2005
Title
Rik Parkhill (TSX Markets)
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May 5, 2005
Title
Bob Collie (Russell Investment Group)
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May 5, 2005
Title
James P. Magee (Shorcan)
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May 5, 2005
Title
Michael A. Taylor (RBC Global Services)
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May 3, 2005
Title
Todd W. Burns (LJR)
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May 2, 2005
Title
Michelle Peacock (BMO Nesbitt Burns)
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April 29, 2005
Title
Richard Howson & Robert Tattersall (Howson Tattersall)
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April 26, 2005
Title
Paul Riccardi (CIBC World Markets)
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April 5, 2005
Title
Ken Kivenko (Kenmar)
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Comments Received (comment period due May 6, 2005 )