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Comment Letters for Joint CSA/IIROC Consultation Paper 23-406 Internalization within the Canadian Equity Market
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2 - Certain Capital Market Participants
23-406
Joint CSA/IIROC Consultation Paper 23-406 Internalization within the Canadian Equity Market
Comment Letters for Joint CSA/IIROC Consultation Paper 23-406 Internalization within the Canadian Equity Market
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Comments Received (comment period due May 13, 2019 )
Date
Comment Letters
June 1, 2019
Title
Heather Killian (CIBC Capital Markets)
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May 31, 2019
Title
Nasdaq CXC Limited
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May 31, 2019
Title
Alex Perel (Scotia Capital Inc.)
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May 31, 2019
Title
Canadian Security Traders Association, Inc.
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May 31, 2019
Title
Independent Trading Group
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May 31, 2019
Title
Susan Copland (Investment Industry Association of Canada)
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May 31, 2019
Title
Kevin Sampson (TMX Group Limited)
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May 31, 2019
Title
Nicolas Comtois, Alain Katchouni and Patrick McEntyre (National Bank Financial Inc.)
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May 31, 2019
Title
Dave Moore (BMO Capital Markets)
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May 31, 2019
Title
Thomas Gajer (RBC Dominion Securities Inc., Capital Markets and Wealth Management)
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May 31, 2019
Title
Ian Bandeen
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May 30, 2019
Title
David Panko (TD Securities)
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May 28, 2019
Title
Myja Miller (Accumen Capital Finance Partners Limited)
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May 21, 2019
Title
Paul Clark (TD Direct Investing)
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May 21, 2019
Title
Desjardins Securities
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May 16, 2019
Title
Cindy Petlock (Neo Exchange Inc.)
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May 13, 2019
Title
Daniel Schlaepfer, Hugo Kruyne and Mario Josipovic (Select Vantage Canada Inc.)
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May 13, 2019
Title
Jason Jardine (Leede Jones Gable Inc.)
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May 13, 2019
Title
Canadian Foundation for Advancement of Investor Rights
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May 13, 2019
Title
Brent Robertson (Buy Side Investment Management Association)
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April 30, 2019
Title
The Canadian Advocacy Council for Canadian CFA Institute Societies
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Comments Received (comment period due May 13, 2019 )